| 10-02607 | 12/20/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Dennis Hildebrandt, Dennis D. Hildebrandt Trust U/A DTD 5/25
Respondent Lawyers(s): Dennis D. Hildebrandt, Glenn C. McElroy
Arbitrator(s): Donald S. Simons
Hearing Site: Los Angeles, CA
|  | $0 |
| 09-00339 | 12/20/2010 | Claimant(s): Dominic Annino, DVA Family Trust
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Wells Fargo Investments, Kennon Klein
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Elizabeth A. Copley, Milton N. Gross, Ara Kassabian
Hearing Site: Los Angeles, CA
| | $125,000 |
| 10-01631 | 12/20/2010 | Claimant(s): Susan Manners
Claimant Lawyers(s): Susan M. Manners
Respondent(s): Oppenheimer & Co.., Stephen Wilshinsky
Respondent Lawyers(s): Diana H. Sur, Stephen J. Wilshinsky
Arbitrator(s): Sandra L. Malek
Hearing Site: Los Angeles, CA
| | $0 |
| 10-00013 | 12/16/2010 | Claimant(s): Roee Kraemer
Claimant Lawyers(s): Roee Kraemer
Respondent(s): Burke Dambly, Daryl Holzberg, James Walsh, Private Asset Group.
Respondent Lawyers(s): Robert J. Girard
Arbitrator(s): Alan M. Rosen
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-01338 | 12/13/2010 | Claimant(s): Karin Paridee-Beard, Ronald Beard, Beard Living Trust dtd 3/30/1999
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Richard J. Stall, David W. Dresnick, Cheryl Marie Allain-Mee
Hearing Site: Los Angeles, CA
| | $336,270 |
| 10-00267 | 12/08/2010 | Claimant(s): Gary Maag
Claimant Lawyers(s): Irwin Stein
Respondent(s): Kimon Peter Daifotis, Charles Schwab & Co.., Randall Merk
Respondent Lawyers(s): Michael T. West
Arbitrator(s): David W. Dresnick
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-01102 | 12/02/2010 | Claimant(s): Linden Pasadena Properties
Claimant Lawyers(s): Jared R.B. Hutton
Respondent(s): Citigroup Global Markets., Susan Mamer
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Robert J. Ruben, Anna Marie Turco, Joseph C. Watson
Hearing Site: Los Angeles, CA
| | $0 |
| 09-01436 | 12/01/2010 | Claimant(s): James Jones, Lillie Jones
Claimant Lawyers(s): Casey W. Jones
Respondent(s): Dennis Beeby, Jay Potter, Michael McIntyre, Reid Scofield, Nexcore Capital.
Respondent Lawyers(s): R. Craig Zafis, Reid D. Scofield
Arbitrator(s): Robert W. Vernon, Donald S. Simons, Robert P. Clifford
Hearing Site: Los Angeles, CA
| | $15,600 |
| 09-00609 | 11/29/2010 | Claimant(s): Moshe Shram
Claimant Lawyers(s): Jonathan Schwartz
Respondent(s): IDB Capital Corp.
Respondent Lawyers(s): Allan N. Taffet
Arbitrator(s): Barbara M. Zak, Joseph C. Watson, Robert Bruce MacDonald
Hearing Site: Los Angeles, CA
| | $0 |
| 09-02059 | 11/18/2010 | Claimant(s): William Quiros
Claimant Lawyers(s): David Gurnick
Respondent(s): Kevin Caputo, Merrill Lynch Pierce Fenner & Smith Inc., Steven Port
Respondent Lawyers(s): Christine A. Page, Susan L. Hoffman
Arbitrator(s): Barbara Faye Vosen, David W. Casey, Walter R. Whitman
Hearing Site: Los Angeles, CA
| | $500,000 |
