| 09-05127 | 05/03/2010 | Claimant(s): Judith Polk-Sebring
Claimant Lawyers(s): Randall C. Place
Respondent(s): Steven Lockshin, City National Securities.
Respondent Lawyers(s): Matthew A. Eisenstein
Arbitrator(s): Steven R. Bralove, Douglas Earl McLaren, Joseph O'Donnell
Hearing Site: Washington, DC
|  | Expungement |
| 09-02695 | 03/19/2010 | Claimant(s): Betty Thomas, Trini Thomas
Claimant Lawyers(s): Randall C. Place
Respondent(s): Donald Wojnowski, Eduardo Cabrera, Ronald Eiger, Todd Havemeister, Wofai Offem, Empire Financial Group., Jesup & Lamont Securities Corp
Respondent Lawyers(s): Sarah Y Khurana, Todd A. Zuckerbrod
Arbitrator(s): Paul E. Flora
Hearing Site: Orlando, FL
| | $140,225 |
| 08-03655 | 06/04/2009 | Claimant(s): Richard and Margaret Wassel
Claimant Lawyers(s): Randall C. Place
Respondent(s): Morgan Stanley & Co., Mary Meeker
Respondent Lawyers(s): Jason M. Fedo
Arbitrator(s): Raphael M. Kelly, Robert Finder, Floyd Edward Roberts
Hearing Site: Orlando, FL
| | $0 |
| 08-03651 | 05/28/2009 | Claimant(s): Joseph Gorman
Claimant Lawyers(s): Randall C. Place
Respondent(s): Morgan Stanley & Co., Mary Meeker
Respondent Lawyers(s): Jason E. Fedo
Arbitrator(s): Mark C. Perry, George G. Kurschner, Bruce M. Alster
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12504 |
| 07-01653 | 05/23/2008 | Claimant(s): Steven Quint
Claimant Lawyers(s): Randall C. Place
Respondent(s): Citigroup Global Markets., Joseph Denicola
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
| | $103,480 |
