| 12-00361 | 06/04/2013 | Claimant(s): Bernetta DeShazior
Claimant Lawyers(s): Andrew V. Tramont
Respondent(s): Lawrence Cook, PFS Investments Inc.
Respondent Lawyers(s): Mark F. Raymond, Richard L. Martens
Arbitrator(s): Thomas Czinner, William R. Alheim, Paul Chernis
Hearing Site: Miami, FL
|  | $187,500 |
| 10-01077 | 09/27/2012 | Claimant(s): Mayme Davis
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Thomas Czinner, Jon Stanley Spisiak
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-01444 | 04/02/2012 | Claimant(s): Luis Espinosa, Maritza Garcia, Luit Ortiz Espinosa Pension Plan
Claimant Lawyers(s): Harold D. Vicente-Colon
Respondent(s): Rafael Rodriguez-Abella, BBVA Securities of Puerto Rico.
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Mark C. Perry, Thomas Czinner, Neil J. Berman
Hearing Site: San Juan, PR
| | $0 |
| 10-01380 | 07/12/2011 | Claimant(s): Eleanor Levine
Claimant Lawyers(s): Jason S. Haselkorn
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Gloria O. North, Thomas Czinner, Richard Andrew Cahlin
Hearing Site: Boca Raton, FL
| | $0 |
| 08-04804 | 11/08/2010 | Claimant(s): Liat Toledano, Yizhak Toledano, Yizhak Toledano Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): Seth L. Finkel, Thomas Czinner, Barry David Thorpe, Nanci Sondra Landy, Lee Alan Rosenblum, Harold S. Stern
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 06-01836 | 12/03/2008 | Claimant(s): Charles Beam
Claimant Lawyers(s): Seth Huberman
Respondent(s): Barry Hixon, Maureen Curto
Respondent Lawyers(s): Robert Wayne Pearce
Arbitrator(s): John A. Brekka, Thomas Czinner, Stephen L. Littauer
Hearing Site: Boca Raton, FL
| | $100,500 |
