19-02196 | 11/12/2021 | Claimant(s): Michael Meyers Claimant Lawyers(s): Michael MacDonald Respondent(s): John Santariello Respondent Lawyers(s): John Joseph Santariello Arbitrator(s): Jack D. Elmquist, Leo G. Stern, John (Jack) Louis Neveaux Hearing Site: Minneapolis, MN
| | $358,098 |
19-02405 | 08/11/2021 | Claimant(s): Estate of Joseph A. Muff Claimant Lawyers(s): Gail E. Boliver Respondent(s): Woodbury Financial Services., Hartford Funds Distributors Respondent Lawyers(s): Greg Curley, Keraya S. Jefferson Arbitrator(s): Jack D. Elmquist, Alain Frecon, Michael Anthony Pysno Hearing Site: Des Moines, IA
| | $100,000 |
18-00195 | 06/05/2019 | Claimant(s): Tom Nomeland Claimant Lawyers(s): Jennifer Tarr Respondent(s): Robert Solow, Theodore Allocca, William Quigley, Trident Partners Ltd. Respondent Lawyers(s): Eric J. Sussman, Robert Paul Solow, William Michael Quigley Arbitrator(s): Bruce J. Nerland, Jack D. Elmquist, Susan M. Sanger Hearing Site: Minneapolis, MN
| | $0 |
18-01341 | 11/13/2018 | Claimant(s): Robert J Narveson IRA, Robert J Narveson & Stephanie T Narveson Claimant Lawyers(s): Michael MacDonald Respondent(s): Jay Brown Respondent Lawyers(s): David Baugh Arbitrator(s): Jack D. Elmquist Hearing Site: Minneapolis, MN
| | Expungement |
16-03645 | 08/09/2017 | Claimant(s): Jay Howie Claimant Lawyers(s): Bradley D. Schnur Respondent(s): John Stapleton, Nicholas Milano Respondent Lawyers(s): John Joseph Stapleton, Nicholas Francis Milano Arbitrator(s): Jack D. Elmquist Hearing Site: Des Moines, IA
| | $20,600 |
14-01717 | 12/19/2014 | Claimant(s): Arlene Tesch, Kathleen Johnson Claimant Lawyers(s): T. John Kirk Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Jodee Brubaker-Rager Arbitrator(s): Jack D. Elmquist Hearing Site: Minneapolis, MN
| | Dismissed by Rule 12206 |
13-02486 | 08/22/2014 | Claimant(s): Judith Frank, Lenore Vogt, Alfred A. Vogt Trust U/T/A Dated Feb 15 Claimant Lawyers(s): Jonathan M. Harris Respondent(s): Darrel Amiot, Scott Syde Respondent Lawyers(s): Darrell R. Amiot, Michael MacDonald Arbitrator(s): Jack D. Elmquist, Kevin D. Hofman, Frank Abramson Hearing Site: Minneapolis, MN
| | $0 |
13-00269 | 05/19/2014 | Claimant(s): James D. Hera Revocable Trust Claimant Lawyers(s): Michael MacDonald Respondent(s): Michael Kinney Respondent Lawyers(s): Michael Thomas Kinney Arbitrator(s): Richard A. Mosman, Jack D. Elmquist, Brett W. Olander Hearing Site: Minneapolis, MN
| | $75,000 |
12-02901 | 01/10/2014 | Claimant(s): Louisa Alben IRA, Louisa Alben Living Trust Claimant Lawyers(s): Gary Menzer Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brad Jacobs Arbitrator(s): Jack D. Elmquist, Peter N. Thompson, Joan L. Volz Hearing Site: Minneapolis, MN
| | Expungement |
08-04772 | 11/17/2009 | Claimant(s): Herold Family Living Trust Claimant Lawyers(s): Cletus M. Herold Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Jack D. Elmquist, James P. O'Donnell, Alan B. Fender Hearing Site: Des Moines, IA
| | $47,691 |