| 18-04093 | 07/24/2019 | Claimant(s): Capital Financial Services.
Claimant Lawyers(s): Gordon Dihle
Respondent(s): Gary Gilbert
Respondent Lawyers(s): Chet Taylor
Arbitrator(s): Jack D. Elmquist
Hearing Site: Minneapolis, MN
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| 17-02127 | 04/17/2018 | Claimant(s): Christopher Haist
Claimant Lawyers(s): Christopher Scott Haist
Respondent(s): Lincoln Financial Distributors.
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Jack D. Elmquist, Michael L. Weiner, Arthur Richard Tow
Hearing Site: Minneapolis, MN
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| 14-00379 | 02/27/2015 | Claimant(s): Peter Stekr
Claimant Lawyers(s): Peter Morris Stekr
Respondent(s): UMB Financial Services.
Respondent Lawyers(s): Wendy S. Menghini
Arbitrator(s): Jack D. Elmquist, Frank D. Connett, John P. Wright
Hearing Site: Omaha, NE
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| 08-02601 | 03/05/2010 | Claimant(s): Piper Jaffray & Co.
Claimant Lawyers(s): Terrence J. Fleming
Respondent(s): Christopher Peterson, Cole Ryba, David Holden, Stifel, Nicolaus & Co.., John Kuny, John Pinto, Lindsay Paine, Michael Loop, Michael Pellicci, Neil Koepcke, Stephen Tufo, Zigmund Peret
Respondent Lawyers(s): Richard Kuhlman
Arbitrator(s): Judith A. Rogosheske, Jack D. Elmquist, Edward C. Oliver
Hearing Site: Minneapolis, MN
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