| 23-02451 | 03/08/2024 | Claimant(s): Aria Amirianfar
Claimant Lawyers(s): Aria Amirianfar
Respondent(s): Robinhood Financial., Robinhood Securities
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Boca Raton, FL
|  | $5,003 |
| 20-01873 | 04/25/2023 | Claimant(s): Concert Capital Limited
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kuan Huang
Arbitrator(s): Martin A. Feigenbaum, Stephanie Jeannette Charny, Stephen Robert Tiernay
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12212 |
| 20-02377 | 11/08/2021 | Claimant(s): Michael Robinson
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Jeffrey Kemp, Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Martin A. Feigenbaum, Lawrence S. Silver, Marvin S. Lava
Hearing Site: Boca Raton, FL
| | Expungement |
| 20-03752 | 08/13/2021 | Claimant(s): Barbara Sopkin, Brummel Trust
Claimant Lawyers(s): Barbara Sopkin
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Katherine L. Schuerman
Arbitrator(s): Martin A. Feigenbaum, Barth Satuloff, Pamela Jane Weinroth
Hearing Site: Boca Raton, FL
| | $0 |
| 20-02218 | 06/23/2021 | Claimant(s): Gregory Zeifman
Claimant Lawyers(s): David C. Silver
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Amy B. Bard
Arbitrator(s): Joseph A. Vallo, Martin A. Feigenbaum, Gloria O. North
Hearing Site: Boca Raton, FL
| | Expungement |
| 15-01424 | 10/21/2020 | Claimant(s): Ana Gonzalez, Rodrigo Freytes
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Carlos Seda, Oriental Financial Services Corp.
Respondent Lawyers(s): Carlos W. Seda, Pedro Hernandez-Freire
Arbitrator(s): Martin A. Feigenbaum, James W. Kerr, Bernard Travis Holmes
Hearing Site: San Juan, PR
| | $42,871 |
| 20-00919 | 07/31/2020 | Claimant(s): Joseph Coccimiglio
Claimant Lawyers(s): Joseph Coccimiglio
Respondent(s): James Dillon, UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Boca Raton, FL
| | $38 |
| 15-03361 | 09/25/2018 | Claimant(s): Javier Melendez
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Adriana Pineiro, Morgan Stanley, Jorge Dalati, Luis Gonzalez Ocque, Miguel Gonzalez Ocque
Respondent Lawyers(s): Jaime Guttman, Jorge A. Mestre
Arbitrator(s): Martin A. Feigenbaum, Michael T. Williams, Nanci Sondra Landy
Hearing Site: Miami, FL
| | $0 |
| 14-01168 | 09/07/2016 | Claimant(s): EFM Retirement Plan UAD 12/19/11
Claimant Lawyers(s): Harold D. Vicente-Colon
Respondent(s): BBVA Securities of Puerto Rico., Oriental Financial Services Corp.
Respondent Lawyers(s): Pedro Hernandez Freire
Arbitrator(s): Steven R. Reininger, Martin A. Feigenbaum, Jaime Rosario
Hearing Site: San Juan, PR
| | Expungement |
| 12-04287 | 07/16/2014 | Claimant(s): Luis Soto, Nilda Giraud
Claimant Lawyers(s): Luz Ivette Rivera
Respondent(s): Rafael Colon Ascar, BBVA Securities Of Puerto Rico.
Respondent Lawyers(s): Jose A. Sosa Llorens
Arbitrator(s): Steven N. Ainbinder, Martin A. Feigenbaum, Mark David Hunter
Hearing Site: San Juan, PR
| | Expungement |
