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FINRA Awards for Leonard Steiner

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0116103/22/2016Claimant(s): Elizabeth Canino, Eugene Canino, Eugene Canino Trust
Claimant Lawyers(s): Leonard Steiner
Respondent(s): Harold McNaughton, Sagepoint Financial.
Respondent Lawyers(s): Amir Tadjedin, Elizabeth Poletti
Arbitrator(s): Susan B. Gans-Smith, Elizabeth Anne Moreno, W. Scott Bowersock
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12206
10-0458511/16/2012Claimant(s): Howard Snyder, Karen Snyder
Claimant Lawyers(s): Leonard Steiner
Respondent(s): Debra Reda-Cappos, Crowell, Weedon & Co.
Respondent Lawyers(s): Kasumi Takahashi
Arbitrator(s): Arthur F. Brueggeman, James M. Goldberg, Brent J. Rosenbaum
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
09-0238712/12/2011Claimant(s): Ellen Foster
Claimant Lawyers(s): Leonard Steiner
Respondent(s): Matthew Jennings, Thomas Savino, Wayne Leffler
Respondent Lawyers(s): John P. Girarde, Thomas Walter Savino
Arbitrator(s): Jerry Ellner, Robert Elman, Marc S. Joseph
Hearing Site: Los Angeles, CA
Checkmark IconStipulated Award
09-0723103/07/2011Claimant(s): Sonie Kim
Claimant Lawyers(s): Leonard Steiner
Respondent(s): William Park, United Equity Securities
Respondent Lawyers(s): William Brown Park
Arbitrator(s): Michael M. Hachigian
Hearing Site: Los Angeles, CA
Checkmark Icon$135,225

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