Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-02298 | 02/10/2017 | Claimant(s): James Tyte, Susan Victoria-Tyte Claimant Lawyers(s): Susan J. Victoria-Tyte Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Brian J. Burstin Hearing Site: New York, NY |  | $213 |
| 15-03354 | 06/15/2016 | Claimant(s): Farbod Farahan Claimant Lawyers(s): Farbod Farahan Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Leo G. Stern Hearing Site: Minneapolis, MN | | $0 |
| 15-00378 | 11/09/2015 | Claimant(s): Laurel Ulrich Claimant Lawyers(s): Jon L. Brunenkant Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Roy B. Gonas Hearing Site: Boca Raton, FL | | $23,707 |
| 14-00178 | 06/04/2015 | Claimant(s): Mary Meyers Claimant Lawyers(s): Mary Meyers Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Stuart D. Summers Hearing Site: Columbus, OH | | $1,740 |
| 14-02178 | 03/31/2015 | Claimant(s): David Yusupov Claimant Lawyers(s): David Yusupov Respondent(s): Cole Miller Respondent Lawyers(s): William M. Mann Arbitrator(s): Louis P. Wagman Hearing Site: New York, NY | | $0 |
| 14-00679 | 02/23/2015 | Claimant(s): Myrna Borus and David Borus Claimant Lawyers(s): David Borus Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): James M. Rhodes, Alice Holly Oshins, Louis P. Wagman Hearing Site: New York, NY | | $0 |
| 14-01282 | 02/04/2015 | Claimant(s): Robert Goard Claimant Lawyers(s): Robert W. Goard Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL | | $0 |
| 14-02046 | 12/17/2014 | Claimant(s): Kermit Zieg Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Donald B. Vaden Hearing Site: Richmond, VA | | $213 |
| 13-01539 | 01/29/2014 | Claimant(s): Jang Kongthong Claimant Lawyers(s): Jang Kongthong Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Roberta Haft Hearing Site: Las Vegas, NV | | $0 |
| 13-00086 | 08/05/2013 | Claimant(s): Jeffrey Kaplan Claimant Lawyers(s): Jeffrey W. Kaplan Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | | $1,700 |