| 22-01504 | 08/24/2023 | Claimant(s): Terrence Ransom
Claimant Lawyers(s): Robert D. Loventhal
Respondent(s): Richard Gozola
Respondent Lawyers(s): Richard W. Gozola
Arbitrator(s): Emily B. Boote, Martin D. Munic, Phyllis Karasov
Hearing Site: Minneapolis, MN
|  | Expungement |
| 15-00701 | 05/31/2016 | Claimant(s): Ted Mazurek
Claimant Lawyers(s): Michael S. MacDonald
Respondent(s): Oppenheimer & Co.., John Wilson
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Emily B. Boote, David F. Schmitz, Leo G. Stern
Hearing Site: Minneapolis, MN
| | $0 |
| 12-03331 | 08/18/2014 | Claimant(s): Alice Haverstock, Diane Nelson, Judd Broyer, Marian Broyer, Broson Investment
Claimant Lawyers(s): Daniel B. Lipson
Respondent(s): Peter Voldness, Emergent Financial Group.
Respondent Lawyers(s): Randy J. Sparling
Arbitrator(s): Lawrence R. Commers, Emily B. Boote, John B. Orenstein
Hearing Site: Minneapolis, MN
| | $0 |
| 11-02400 | 12/23/2013 | Claimant(s): Bruce Carson
Claimant Lawyers(s): Christopher Parrington
Respondent(s): Charles Childs, Joshua Suter, Lynn Koczera, Blue Moon Financial, Nomilis
Respondent Lawyers(s): Charles E. Childs, Joshua Kweller, Lynn C. Koczera, Robert Lemon
Arbitrator(s): Kenneth O. Fossey, Emily B. Boote, Steven Eric Brandes
Hearing Site: Minneapolis, MN
| | $290,375 |
| 12-00257 | 12/16/2013 | Claimant(s): Donald Vandendriessche
Claimant Lawyers(s): Donald Vandendriessche
Respondent(s): Carmine Sarnelli, David Dambra, Rockwell Global Capital LLC
Respondent Lawyers(s): David J. Dambra, Robert M. Bursky
Arbitrator(s): Emily B. Boote, Donald Ray McNeil, Kathleen Sweeney Tillotson
Hearing Site: Minneapolis, MN
| | $0 |
| 12-00259 | 01/11/2013 | Claimant(s): Dorothy Sisam, Edwin Sisam, USA Hawaii Self Storage 1
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Workman Securities Corporation
Respondent Lawyers(s): Christopher P. Parrington
Arbitrator(s): Emily B. Boote, Debra Jean Griebel, Robert Lee Nelson
Hearing Site: Minneapolis, MN
| | $300,000 |
| 10-03277 | 08/05/2011 | Claimant(s): Claire Chen Custodial Account, Joelle Chen Custodial Account, Marcus Chen Custodial Account, Katy Chen Roth IRA, Teh Chen Roth IRA, Katy Chen and Ten Chen JT
Claimant Lawyers(s): Michael S. MacDonald
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Emily B. Boote
Hearing Site: Minneapolis, MN
| | Expungement |
| 09-04506 | 06/06/2011 | Claimant(s): Shirley Larson, Wallace Larson
Claimant Lawyers(s): Christopher A. Grgurich
Respondent(s): Howard Egeland
Respondent Lawyers(s): Howard J. England
Arbitrator(s): Emily B. Boote, Douglas J. Nesbit, Robert Drae Venters
Hearing Site: Minneapolis, MN
| | $363,000 |
| 05-04974 | 11/14/2007 | Claimant(s): Jennifer Jensen, Jody Jensen
Claimant Lawyers(s): Lawrence L. Klayman
Respondent(s): Spectrum Capital.
Respondent Lawyers(s): Gerry Kowalski
Arbitrator(s): Emily B. Boote, Scott R. Jensen, Sandra L. Shearer
Hearing Site: Rapid City, SD
| | $20,000 |
