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FINRA Awards for Philip H. Marmurowski

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0094408/14/2020Claimant(s): G. Paul Menyharth, The Menyharth Family Tust
Claimant Lawyers(s): G. Paul Menyharth
Respondent(s): Sandlapper Securities
Respondent Lawyers(s): Joseph A. Ingrisano
Arbitrator(s): Darryl J. Horowitt, Philip H. Marmurowski, John Kenneth Creighton
Hearing Site: Reno, NV
Checkmark Icon$0
14-0118908/21/2015Claimant(s): Miriam Albert, Miriam Albert IRA, Richard and Miriam Albert Reocable Trust
Claimant Lawyers(s): David W. Miller
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig Bockman
Arbitrator(s): Philip H. Marmurowski, John G. Manley, Brian Pezzillo
Hearing Site: Las Vegas, NV
Checkmark IconExpungement
13-0089904/17/2015Claimant(s): Vivienne Coe
Claimant Lawyers(s): Christine E. Goodrich
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Philip H. Marmurowski, Jay Lawrence Witkin, Paul E. Dahlman
Hearing Site: Las Vegas, NV
Checkmark IconExpungement
13-0283611/06/2014Claimant(s): Mary Curattalo, Sal Curattalo
Claimant Lawyers(s): David Liebrader
Respondent(s): Royal Alliance Associates., Mark Intino
Respondent Lawyers(s): Alan L. Sachs, Jay Simpson
Arbitrator(s): Robert A. Lombardi, William R. Rafti, Philip H. Marmurowski
Hearing Site: Las Vegas, NV
Checkmark Icon$45,000
07-0270803/02/2011Claimant(s): Carol Flier, Nicole Flier, First Savings Bank C/F Dennis Flier IRA, Dennis Flier. Defined Benefit Trust, Flier Family Trust DTD 1/21/98
Claimant Lawyers(s): Dennis Flier
Respondent(s): Financial West Group
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Barry A. Mainardi, Robert Rosen, Philip H. Marmurowski
Hearing Site: Las Vegas, NV
Checkmark Icon$0
09-0249109/23/2010Claimant(s): Vikki Okasaki
Claimant Lawyers(s): Vikki Okasaki
Respondent(s): Citigroup Global Markets., Paul Couch
Respondent Lawyers(s): Daren A. Luma
Arbitrator(s): Philip H. Marmurowski, Stephen F. Kempa, Dee Newell
Hearing Site: Las Vegas, NV
Checkmark Icon$15,500
09-0008611/30/2009Claimant(s): Altynai Berksoy, Volkan Berksoy
Claimant Lawyers(s): Volkan Berksoy
Respondent(s): Daniel Clark, Ameriprise Financial Services.
Respondent Lawyers(s): Courtney R. Reid
Arbitrator(s): Thomas E. Shuck, Philip H. Marmurowski, Gregory B. Wood
Hearing Site: Las Vegas, NV
Checkmark Icon$0
07-0108303/17/2009Claimant(s): Terry L. Haines and Jimmy H. Haines
Claimant Lawyers(s): David Liebrader
Respondent(s): Christopher Zockoll, James Catledge
Respondent Lawyers(s): Phillip R. Emerson, Todd M. Touton
Arbitrator(s): Victoria E. Johnson, Philip H. Marmurowski, Gregory B. Wood
Hearing Site: Las Vegas, NV
Checkmark Icon$129,503

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