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FINRA Awards for Philip H. Marmurowski

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0236302/13/2019Claimant(s): Michael Casey
Claimant Lawyers(s): Clinton Marrs
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew I. Penfield
Arbitrator(s): Anthony D. DeToro, Philip H. Marmurowski, Paul E. Dahlman
Hearing Site: Las Vegas, NV
13-0231608/27/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jared C. Fields
Respondent(s): Kyle Sutton
Respondent Lawyers(s): Kyle Arthur Sutton
Arbitrator(s): Philip H. Marmurowski
Hearing Site: Salt Lake City, UT
10-0082203/20/2012Claimant(s): Robert Kaiser
Claimant Lawyers(s): Robert G. Kaiser
Respondent(s): World Group Securities.
Respondent Lawyers(s): Robert G. Brunton
Arbitrator(s): Philip H. Marmurowski
Hearing Site: Las Vegas, NV
11-0412312/16/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Sean G. Duffy
Respondent(s): Chad Sillman, U.S. Bancorp Investments.
Respondent Lawyers(s): Akke Levin
Arbitrator(s): Thomas D. Tays, Steven K. Lum, Philip H. Marmurowski
Hearing Site: Las Vegas, NV
07-0262809/02/2008Claimant(s): Evan Bedell
Claimant Lawyers(s): C. Robert Peterson
Respondent(s): Viney Singal, Silver Pacific Advisors
Respondent Lawyers(s): Suvinder S. Ahluwalia
Arbitrator(s): David M. Seidner, Philip H. Marmurowski, Peter D. Steinbroner
Hearing Site: Las Vegas, NV

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