FINRA Awards for Thaddeus J. Tecza

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Displaying 11-16 out of 16 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-01404	12/27/2013	Claimant(s): Elizabeth Duncan, Robert Duncan Claimant Lawyers(s): David A. Zisser Respondent(s): Sammons Securities Company Respondent Lawyers(s): Ryan Probstfeld Arbitrator(s): Samuel E. Wing, Thaddeus J. Tecza, Ronald L. Lantz Hearing Site: Denver, CO		Dismissed by Rule 12206
11-03532	05/29/2013	Claimant(s): Leroy Martinez Claimant Lawyers(s): Leroy Martinez Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Thaddeus J. Tecza Hearing Site: Albuquerque, NM		$0
09-06962	01/13/2012	Claimant(s): Bruce Norman, David Robertson, Donald Reutlinger, Glenn Spaur, Hardy Hodges, Henry Burns, James DeMartini, Janell Reutlinger, Jarod Kuntz, John Beaupre, Kenneth Hofmeister, Kimber Heineman, Lawrence Berg, Leslie Schifferns, Lou Burns, Mary Hofmeister, Merle Allen, Pamela Kuntz, Richard Faulkner, Ruth DeMartini, et al Claimant Lawyers(s): Scott L. Silver Respondent(s): Capwest Securities. Respondent Lawyers(s): Tom Fehn Arbitrator(s): Thaddeus J. Tecza, Martin M. Berliner, John Fleming Kelly Hearing Site: Denver, CO		$9,120,500
09-02338	06/30/2010	Claimant(s): Sally Frederick Claimant Lawyers(s): D. Elizabeth Wills Respondent(s): Donald Hartmann, Michael Abraham, Hallmark Consulting Group., JRL Capital Corporation Respondent Lawyers(s): Daniel D. White, Sylvia M. Scott Arbitrator(s): Thaddeus J. Tecza, Bruce Brown, Gregory P. Lembree Hearing Site: Denver, CO		$195,132
08-02048	07/21/2009	Claimant(s): Carol Ruch Claimant Lawyers(s): Thomas L. Krebs Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Carl S. Burkhalter Arbitrator(s): Larry D. Hayden, Thaddeus J. Tecza, John A. Criswell Hearing Site: Denver, CO		$0
08-01231	04/30/2009	Claimant(s): James O'Rorke Claimant Lawyers(s): Patrick Baldwin Respondent(s): Charles Schwab & Co.., Mark Haenny Respondent Lawyers(s): Holly Stein Sollod Arbitrator(s): Thaddeus J. Tecza, Marilyn R. Lewis, Patricia Mary Vondra Hearing Site: Denver, CO		$33,124