20-00065 | 03/17/2022 | Claimant(s): Alice Warsinske, Christopher Morris, Daryl Morris, Peter Warsinske, Sidney Warsinke, Nancy Ketchum Warsinske Trust Claimant Lawyers(s): Alan L. Rosca Respondent(s): Gregory Berlacher, Emerging Growth Equities, Ltd. Respondent Lawyers(s): Joseph Dever Arbitrator(s): Thomas Benjamin Salzer, David F. Griesing, Peter George Erdely Hearing Site: Philadelphia, PA
| | $0 |
20-00852 | 10/29/2021 | Claimant(s): Mark Burgess, Mitchell Burgess Claimant Lawyers(s): Alan L. Rosca Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): James C. Morrow, Karen Roberts Washington, David W White Hearing Site: Kansas City, MO
| | Expungement |
20-01070 | 09/23/2021 | Claimant(s): Jess DiPasquale Claimant Lawyers(s): Alan L. Rosca Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David L. Goldberg Arbitrator(s): Betty Chen, Harrison Johnson, Emily Diamond Hearing Site: New York, NY
| | $0 |
17-02050 | 08/24/2019 | Claimant(s): Adilia Beam, The Estate of Monte Beam Claimant Lawyers(s): Alan L. Rosca Respondent(s): Jon Tribbel, Conover Securities Corporation Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): Louis J. Weber, Nicole T. LeBoeuf, Lawrence R. Maxwell Hearing Site: Dallas, TX
| | $0 |