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FINRA Awards for Regal Securities.

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0120408/19/2020Claimant(s): Catherine C Meiresonne IRA, Michael L Meiresonne IRA, Industrial Quick Search DBP
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): Regal Securities.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Matthew W. Schlegel, Gerald W. Hepp, Sandra Franklin
Hearing Site: Detroit, MI
Checkmark Icon$0
18-0151508/08/2019Claimant(s): Jay Hu
Claimant Lawyers(s): Jay Z Hu
Respondent(s): Regal Securities.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Erik R. Siering, Andrew M. Mintzer, David L. Moran
Hearing Site: Las Vegas, NV
Checkmark Icon$0
14-0087703/30/2015Claimant(s): Carmelo Corsello
Claimant Lawyers(s): James Kirtland
Respondent(s): Michael Kelly, Regal Securities.
Respondent Lawyers(s): Alan M. Wolper, Michael John Kelly
Arbitrator(s): Charles A. Crocco, Linda T. Pellegrino, Paul Allan Massaro
Hearing Site: Newark, NJ
Checkmark Icon$0
13-0323102/04/2015Claimant(s): Lila Luttrell
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): George Bokios, Regal Securities.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Blaine Smith, Richard J. Stall, Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
09-0390203/24/2011Claimant(s): Bridget Crudo, Eva Crudo
Claimant Lawyers(s): Eva Crudo
Respondent(s): Paula Branum, Robyn O'Hara, Regal Securities.
Respondent Lawyers(s): Gina Bokios, Paula Deanna Branum, Robyn Lynn O'Hara
Arbitrator(s): John R. Pepe, S. Charles Tabak, Martin R. Cramer
Hearing Site: Newark, NJ
Checkmark Icon$159,120

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