| 12-03003 | 06/12/2014 | Claimant(s): Bettina Rosser, Real Estate Seizure Sales., Thermos Norwich Developers Inc
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Erinn Ford, Mark McCloskey, Philip Pizelo, Shanon Ford, Victor Cassone, IFC Holdings d/b/a Invest Fin Corp, Mighty Oak Management LLC, Pacific West Securities.
Respondent Lawyers(s): Barry R. Temkin, Erinn J. Ford, Mark T. McCloskey, Philip A. Pizelo, Shannon L. Ford
Arbitrator(s): Lise Gabrielle Hunter, Daphne D. Duverney, Robert Youdelman
Hearing Site: New York, NY
|  | Expungement |
| 11-02937 | 07/01/2013 | Claimant(s): Protostar I Litigation Trust
Claimant Lawyers(s): Elizabeth Wolstein
Respondent(s): Paul Deninger, Richard Morrison, Jefferies & Company.
Respondent Lawyers(s): Hal S. Shaftel
Arbitrator(s): Lise Gabrielle Hunter, Walter D. Goldsmith, J.D., Phillip Weitzman
Hearing Site: New York, NY
| | $566,667 |
| 11-00600 | 01/16/2013 | Claimant(s): Melvyn M. Heller Rollover IRA
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie Mason
Arbitrator(s): Lise Gabrielle Hunter
Hearing Site: New York, NY
| | $0 |
| 10-02889 | 12/09/2010 | Claimant(s): Juliet Baruch
Claimant Lawyers(s): Anne Ho
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Elizabeth E. Moum
Arbitrator(s): Lise Gabrielle Hunter
Hearing Site: New York, NY
| | $0 |
| 09-04377 | 07/08/2010 | Claimant(s): Henry Stern, Joyce Greer Stern
Claimant Lawyers(s): Richard M. Zaroff
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Edward S. Bradley, Lise Gabrielle Hunter, Judith Fields Jurney
Hearing Site: New York, NY
| | $0 |
| 09-00553 | 12/09/2009 | Claimant(s): MF Global Inc.
Claimant Lawyers(s): Philip Tanzar
Respondent(s): Jelle Terpstra, Jelle Terpstra Beheer BV
Respondent Lawyers(s): Jelle Terpstra
Arbitrator(s): Lise Gabrielle Hunter, Ronnie Steinkoler, Lilian M. Leong
Hearing Site: New York, NY
| | $0 |
