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FINRA Awards for Westpark Capital.

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0172109/22/2022Claimant(s): John Ewine
Claimant Lawyers(s): David W. Porteous
Respondent(s): John Orlando, Richard Rappaport, Newport Coast Securities., Westpark Capital.
Respondent Lawyers(s): Kevin Lee, Nancy L. Hendrickson, Todd A. Zuckerbrod
Arbitrator(s): Martin D. Munic, Thomas J. Gmeinder, Steven M. Bialick
Hearing Site: Minneapolis, MN
Checkmark IconExpungement
20-0032005/25/2021Claimant(s): Charles Hailey, Karen Hailey
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Westpark Capital.
Respondent Lawyers(s): Julie E. Kamps
Arbitrator(s): Carol A. Schuyler, Geoffrey A. Drucker, Tony J Lawrence
Hearing Site: Richmond, VA
Checkmark Icon$794,432
18-0018208/01/2018Claimant(s): Amy Kornblau, David Kornblau, Joel Kornblau
Claimant Lawyers(s): Anthony Michael Sabino
Respondent(s): Harry Datys, Westpark Capital.
Respondent Lawyers(s): Julie Kamps
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
Checkmark Icon$300
09-0424412/29/2010Claimant(s): Jeffrey Haugh, Linda Haugh, AAA Consulting, Mid-Atlantic Anesthesia, P.A., Jeffrey T. Haugh and Linda Haugh
Claimant Lawyers(s): Mark M. Dumler
Respondent(s): Aura Financial Services., Harvard Funding Group., Westpark Capital.
Respondent Lawyers(s): John Woodruff, Richard Kraut
Arbitrator(s): Richard E. Lauziere, Robert T. Reeves, Alan Robert Malasky
Hearing Site: Baltimore, MD
Checkmark Icon$585,000

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