20-01090 | 11/07/2023 | Claimant(s): Olga Gorodetsky, Yuri Gorodetsky Claimant Lawyers(s): Richard B. Fosher Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Garry T. Stevens Arbitrator(s): Michael J. Meeusen, Joan M. Esserman, Mary Carmen Fontana Hearing Site: St. Louis, MO
| | $135,678 |
20-03869 | 08/08/2022 | Claimant(s): Bonnie K. Johnston, Robert E. Johnston Claimant Lawyers(s): Richard B. Fosher Respondent(s): Money Concepts Capital Corp Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Lynn Hirschfeld Brahin, Gregory G. Gocek, Joan M. Esserman Hearing Site: St. Louis, MO
| | Expungement |
17-03513 | 02/23/2021 | Claimant(s): David Ball, Misako Ball, Sally Ball Claimant Lawyers(s): Richard B. Fosher Respondent(s): Sunset Financial Services. Respondent Lawyers(s): John Shaw Arbitrator(s): Leah Murray Albert, Joan M. Esserman, David E. Crawford Hearing Site: St. Louis, MO
| | $418,994 |
14-03008 | 07/17/2015 | Claimant(s): Erin Tessman, Harold Tessman Claimant Lawyers(s): T. John Kirk Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): J. Maxwell Williams, Carolyn L. Witherspoon, Joan M. Esserman Hearing Site: Little Rock, AR
| | $0 |
11-02093 | 06/20/2013 | Claimant(s): Robert Buser, Roseann Buser Claimant Lawyers(s): Richard B. Fosher Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): James C. Browning Arbitrator(s): Keith E. Mattern, Frederick Michael Switzer, Joan M. Esserman Hearing Site: St. Louis, MO
| | $0 |
09-03946 | 08/25/2011 | Claimant(s): Pamela Koprowski Claimant Lawyers(s): Bruce D. Oakes Respondent(s): H. Beck. Respondent Lawyers(s): Molly R. Batsch Arbitrator(s): Thomas J. Ray, Joan M. Esserman, David Brian Cohen Hearing Site: St. Louis, MO
| | $0 |
09-04933 | 03/31/2011 | Claimant(s): Barbara Cook, Barbara Bush Cook Living Trust Claimant Lawyers(s): Richard B. Fosher Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): James C. Browning Arbitrator(s): John N. Reidy, David B. Lacks, Joan M. Esserman Hearing Site: St. Louis, MO
| | $42,675 |