16-03575 | 08/16/2018 | Claimant(s): Cheryl Frank, Jonathan Frank Claimant Lawyers(s): Jonathan Alan Frank Respondent(s): Morgan Stanley, Mark Milligan Respondent Lawyers(s): Adam Kauff Arbitrator(s): Elliot B. Platt, Doris J. Dabrowski, Catherine S. Kopley Hearing Site: Philadelphia, PA
| | Expungement |
14-00588 | 12/01/2015 | Claimant(s): Janette Adams Claimant Lawyers(s): Stephen Guice Respondent(s): Jeffrey Adams, Philip Patragnoni, PNC Investments Respondent Lawyers(s): Brian A. Carlis, Jeffrey Adams Arbitrator(s): Carol H. Gold, Catherine S. Kopley, Laura A. Kaster Hearing Site: Philadelphia, PA
| | $0 |
10-03776 | 11/30/2011 | Claimant(s): Larry and Barbara Friedman Claimant Lawyers(s): David E. Robbins Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Michael Gibson Arbitrator(s): Michael E. Scullin, David F. Griesing, Catherine S. Kopley Hearing Site: Philadelphia, PA
| | $625,000 |
09-00444 | 03/16/2010 | Claimant(s): Dana Presti, Est of Ralph E. Dilks by Dana Presti Ex Claimant Lawyers(s): Joseph M. Armstrong Respondent(s): Ronald Aungst, PNC Investments LLC Respondent Lawyers(s): Brian A. Carlis Arbitrator(s): Guillermo L. Bosch, Joseph J. Dougherty, Catherine S. Kopley Hearing Site: Philadelphia, PA
| | $0 |
08-03064 | 06/19/2009 | Claimant(s): Elizabeth Muller, Elizabeth O. Muller IRA, Robert R. Muller IRA, Robert R. Muller Profit Sharing Plan, Robert R. & Elizabeth O.S. Muller Trust, Claimant Lawyers(s): James A. Dunlap Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): John-David H. Thomas Arbitrator(s): Catherine Stewart, Catherine S. Kopley, Laura A. Kaster Hearing Site: Philadelphia, PA
| | $100,000 |