| 13-00850 | 08/21/2015 | Claimant(s): Elizabeth Simpson, Elizabeth Winkelmann, Kimberly Odom, Nancy Clark, Billy P. Simpson, IRA, Charles W. Randall SEP IRA, Cynthia Winkelmann, Elizabeth H. Simpson, Richard B. Durgin, Rita Randall, Billy Simpson and Elizabeth Simpson
Claimant Lawyers(s): Joseph C. Peiffer
Respondent(s): Annette Dubose, Christa Garrett, Fred Brister, Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Stephen H. Biller, Angelia J. Tolbert, Barbara Carraway Dogan
Hearing Site: Jackson, MS
|  | Expungement |
| 13-00880 | 06/11/2015 | Claimant(s): Chris Ethridge, Jesse Ethridge, Mark Shapley, Jesse C. Ethridge, IRA, Mississippi Sports Medicine 401(K) Plan, Amy Hatchett and Brad Hatchett, JT TEN
Claimant Lawyers(s): Frank "Kim" Breese, Joseph C. Peiffer, Judson M. Lee
Respondent(s): Fred Brister, Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates, III
Arbitrator(s): Patrice L. Stewart, Stephen H. Biller, James L. Warren
Hearing Site: Jackson, MS
| | Expungement |
| 10-05673 | 01/10/2012 | Claimant(s): Carole G. Begley IRA, Emmette R. Begley IRA, Emmette R. Begley SEP-IRA
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Michael Gless
Arbitrator(s): Stephen H. Biller
Hearing Site: Nashville, TN
| | Expungement |
| 10-01336 | 02/22/2011 | Claimant(s): Myra Pierotti
Claimant Lawyers(s): Fred M. Acuff
Respondent(s): Julia San Roman, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Stephen H. Biller
Hearing Site: Memphis, TN
| | $0 |
| 07-01953 | 05/28/2008 | Claimant(s): Lisa Hart
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Signator Investors.
Respondent Lawyers(s): Stephanie P. Karn
Arbitrator(s): Hugh J. Moore, Stephen H. Biller, Eugene R. Katz
Hearing Site: Memphis, TN
| | $42,859 |
