FINRA Awards for Suzanne L. Ulicny

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-02323	05/18/2022	Claimant(s): Elizabeth Kitsis, Richard Kitsis Claimant Lawyers(s): Sam A. Silverstein Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Steven E. Mellen Arbitrator(s): Howard D. Jacob, Paul C. Tang, Suzanne L. Ulicny Hearing Site: New York, NY		Expungement
20-03279	12/31/2021	Claimant(s): Jamie Taylor Claimant Lawyers(s): D. Daxton White Respondent(s): Concorde Investment Services Respondent Lawyers(s): Scott Holcomb Arbitrator(s): Michele Renee Zinn, Michael James Whinihan, Suzanne L. Ulicny Hearing Site: Detroit, MI		Expungement
17-01369	07/18/2019	Claimant(s): Ajay Ahuja, Nicholas Ahuja, Dr. Ajay Ahuja Deutsche Bank IRA Account Claimant Lawyers(s): David E.. Robbins Respondent(s): Deutsche Bank Securities., David Fleming, Stifel, Nicolaus & Co.., Sterne, Agee & Leach. Respondent Lawyers(s): David Wilson Fleming, Richard H. Kuhlman, Toby S. Soli Arbitrator(s): Rory M. McLaughlin, Steven C. Kasarda, Suzanne L. Ulicny Hearing Site: New York, NY		$793,605