10-01444 | 04/02/2012 | Claimant(s): Luis Espinosa, Maritza Garcia, Luit Ortiz Espinosa Pension Plan Claimant Lawyers(s): Harold D. Vicente-Colon Respondent(s): Rafael Rodriguez-Abella, BBVA Securities of Puerto Rico. Respondent Lawyers(s): Debra A. Jenks Arbitrator(s): Mark C. Perry, Thomas Czinner, Neil J. Berman Hearing Site: San Juan, PR
| | $0 |
11-01032 | 03/23/2012 | Claimant(s): Angel Delucca-Marrero Claimant Lawyers(s): Rafael E. Lugo-Sotomayor Respondent(s): UBS Financial Services Inc., Ramon Almonte, UBS Financial Services Inc. of PR Respondent Lawyers(s): Enrique G. Figueroa-Llinas, Guillermo J. Bobonis Arbitrator(s): Roy B. Gonas, Todd M. Saunders, Jeffrey R. Roth Hearing Site: San Juan, PR
| | Expungement |
10-03174 | 03/15/2012 | Claimant(s): Osvaldo De Leon & Stephanie Lebron Ricci Claimant Lawyers(s): Harold D. Vicente-Colon Respondent(s): Adin Rodriguez, BBVA Securities of Puerto Rico. Respondent Lawyers(s): Jose Alberto Sosa Llorens Arbitrator(s): Joseph J. Slotnik, Monroe Mitchel, Abigail Falcon-Rosa Hearing Site: San Juan, PR
| | $795,000 |
10-03760 | 03/09/2012 | Claimant(s): Miguel Gaud Claimant Lawyers(s): Rafael E. Lugo-Sotomayor Respondent(s): Popular Securities. Respondent Lawyers(s): Heidi L. Rodriguez Benitez Arbitrator(s): Michael Lau, S. William Gersten, Daniel P. Lund Hearing Site: San Juan, PR
| | $120,300 |
10-05324 | 02/03/2012 | Claimant(s): Ana Rosa Garcia, Luis Rosario Serrano Claimant Lawyers(s): Scott L. Silver Respondent(s): Popular Securities. Respondent Lawyers(s): Maritere Colon-Dominguez Arbitrator(s): Mark C. Perry, Elena G. Rodriguez, Daniel P. Lund Hearing Site: San Juan, PR
| | Expungement |
10-02503 | 01/30/2012 | Claimant(s): Leonor Garcia, Trust of Leonor Ochoa Garcia, Trust of Peter-Ochoa Claimant Lawyers(s): Francis Pagan Martinez Respondent(s): UBS Financial Services Inc., UBS Trust Company of Puerto Rico Respondent Lawyers(s): Guillermo J. Bobonis, Roberto C. Quinones Arbitrator(s): Bernard A. Becker, Todd M. Saunders, Thomas R. Noonan Hearing Site: San Juan, PR
| | Expungement |
10-01317 | 11/09/2011 | Claimant(s): Jose G. Flores & Gladys Aponte Claimant Lawyers(s): Rafael E. Lugo-Sotomayor Respondent(s): Carlos Pou, Jeffrey Lopez, UBS Financial Services Inc., BBVA Securities Of Puerto Rico., UBS Financial Services Inc of PR Respondent Lawyers(s): Anibal Lugo-Miranda, Debra A. Jenks, Roberto C. Quinones-Rivera Arbitrator(s): Robert H. Hagan, Nancy J. Cliff, Todd M. Saunders Hearing Site: San Juan, PR
| | Expungement |
10-02723 | 06/24/2011 | Claimant(s): Carmen Martino Claimant Lawyers(s): Ralph Vallone Respondent(s): Eric Snyder, Magda Brocco, UBS Financial Services Inc of P.R. Respondent Lawyers(s): Guillermo J. Bobonis, Roberto C. Quinones-Rivera Arbitrator(s): Nancy J. Cliff, Elena G. Rodriguez, Luz Ivette Rivera Hearing Site: San Juan, PR
| | Expungement |
10-02468 | 04/07/2011 | Claimant(s): Carmen Babin Claimant Lawyers(s): Ralph Vallone Respondent(s): UBS Financial Services Inc of PR Respondent Lawyers(s): Ubaldo M. Fernandez-Barrera Arbitrator(s): Elena G. Rodriguez, Todd M. Saunders, Rex D.K. Seymour Hearing Site: San Juan, PR
| | $17,875 |
09-05976 | 01/25/2011 | Claimant(s): Teresa Garcia-Fernandez Claimant Lawyers(s): Yuri J. Valenzuela Respondent(s): Citigroup Global Markets., Raquel Gonzalez Font Respondent Lawyers(s): A. Patricia Morales Christiansen Arbitrator(s): Steven N. Ainbinder Hearing Site: San Juan, PR
| | $0 |