| 16-00035 | 07/03/2017 | Claimant(s): David Kalin, The David P. Kalin Roth IRA
Claimant Lawyers(s): David Neuman
Respondent(s): Michael Clements, Avenir Financial Group
Respondent Lawyers(s): Michael Todd Clements, Michael Clements
Arbitrator(s): Richard R. Logsdon
Hearing Site: Tampa, FL
|  | Expungement |
| 16-02935 | 06/08/2017 | Claimant(s): Mark Dryden
Claimant Lawyers(s): James Bouklas
Respondent(s): Michael Clements, Tory Duggins, Avenir Financial Group
Respondent Lawyers(s): Michael Todd Clements, Michael Clements, Tory A. Duggins
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: Honolulu, HI
| | $26,727 |
| 15-02744 | 03/22/2017 | Claimant(s): Bernard Revocable Living Trust
Claimant Lawyers(s): Mary Cate Cicero
Respondent(s): Cesar Rodriguez, David Allen, Michael Clements, Avenir Financial Group
Respondent Lawyers(s): Cesar Rodriguez, David Allen, Michael Todd Clements, Michael Clements, CCO
Arbitrator(s): Lawrence R. Commers, Michael Allen Meixner, Robert Meredith Altman-Segal
Hearing Site: Minneapolis, MN
| | $250,180 |
| 16-00774 | 09/28/2016 | Claimant(s): Henry Bladon
Claimant Lawyers(s): Henry Bladon
Respondent(s): Avenir Financial Group
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Amy Banet
Hearing Site: New York, NY
| | $33,266 |
| 04-06763 | 03/01/2010 | Claimant(s): Carol Bach, Daniel Bach, Daniel Bach c/f Marisa Serefina, Daniel Bach IRA, Daniel Bach SEP IRA, Jonathan Bach, Eric Bach & Daniel Bach, Olga Bach & Daniel Bach, Steven Bach, Laura Bach & Daniel Bach
Claimant Lawyers(s): Kevin J. Begley
Respondent(s): Anthony Calascione, Darren DeLuca, Dominick Bianco, Gregory Hasho, Joel Podelsky, Kenneth Rodgers, Lawrence Balzano, Lizy Chandy, Thomas Francis, Thomas Tiernan, Continental Broker-Dealer Corp., Wexford Clearing Services
Respondent Lawyers(s): Anthony Joseph Calascione, Craig Riha, Darren DeLuca, Dominick Bianco, Gregory Mumtaz Hasho, Joel S. Podelsky, John R. Braatz, Kenneth Rodgers, Lawrence Balzano, Michael Clements, Thomas Paul Francis, Timothy Feil
Arbitrator(s): Joseph R. Lally, Robert S. Getman, David Denison
Hearing Site: Newark, NJ
| | $0 |
| 06-00004 | 08/25/2008 | Claimant(s): Jeffrey and Alexia Hamilton
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Dennis Donnelly, Gregory Hasho, Lawrence Donato, Lizy Chandy, Michael Clements, Vincent Bonato, Continental Broker-Dealer Corp., Gregory M. Hasho Voting Trust, NF Clearing.
Respondent Lawyers(s): Compliance Officer, Gregory M. Hasho, Michael G Shannon, Michael G. Shannon, Michael Clements, Scott Wassmuth
Arbitrator(s): Linda Gelfand Leibig, Arthur J. Giacomarra, Melinda S. Milberg
Hearing Site: Boston, MA
| | $0 |
