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FINRA Awards for E*Trade Securities LLC

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Displaying 71-80 out of 262 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0302209/19/2017Claimant(s): Smith Walker
Claimant Lawyers(s): David A. Walton
Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC
Respondent Lawyers(s): Meredith Hoffman, Esq.
Arbitrator(s): G. Maynard Green, Robert J. Gregory, Joseph Neal Richardson
Hearing Site: Dallas, TX
Checkmark Icon$0
16-0314509/01/2017Claimant(s): Jamar Evans
Claimant Lawyers(s): Jamar J Evans
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Paul Lansing, Raymond M. Kirtley
Hearing Site: Indianapolis, IN
Checkmark Icon$3,100
17-0027306/23/2017Claimant(s): Simco Company
Claimant Lawyers(s): Bruce Simon
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Richard M. Norman
Hearing Site: Los Angeles, CA
Checkmark Icon$0
17-0016506/12/2017Claimant(s): Paul Michel
Claimant Lawyers(s): Paul Michel
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Thomas E. Shuck
Hearing Site: Las Vegas, NV
Checkmark Icon$0
16-0002704/26/2017Claimant(s): Richard Trust
Claimant Lawyers(s): Stan Schuldiner
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): John J. Flynn, Thomas D. Reese, William J. Petzel
Hearing Site: San Francisco, CA
Checkmark Icon$27,642
16-0194403/23/2017Claimant(s): Alan Hill
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
Checkmark Icon$12,721
16-0180301/30/2017Claimant(s): Thomas Souran
Claimant Lawyers(s): Thomas C. Souran
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Jeffrey W. Finke
Hearing Site: Chicago, IL
Checkmark Icon$325
16-0048701/25/2017Claimant(s): James Gordon
Claimant Lawyers(s): James Gordon
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Peter M Brabbee, John J. Fitzpatrick, George King
Hearing Site: San Francisco, CA
Checkmark Icon$14,500
16-0162101/23/2017Claimant(s): Fred Laryea, Ina Laryea
Claimant Lawyers(s): Fred W. Laryea
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Newark, NJ
Checkmark Icon$2,075
15-0325410/20/2016Claimant(s): Mehmet Akin and Adrian Akin
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): William M. Getzoff, Lawrence W. Arness, William Gibson Heller
Hearing Site: Indianapolis, IN
Checkmark Icon$0

262 Results

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