| 22-01130 | 10/17/2022 | Claimant(s): Steven Lee
Claimant Lawyers(s): Steven J Lee
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Norman Michael Garland
Hearing Site: Los Angeles, CA
|  | $0 |
| 21-02979 | 05/18/2022 | Claimant(s): Shawn Swanson
Claimant Lawyers(s): Shawn Swanson
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Matthew Stephen Duchesne
Hearing Site: Washington, DC
| | $0 |
| 21-03090 | 05/18/2022 | Claimant(s): Ira W. Cotton Individual Retirement
Claimant Lawyers(s): Ira W. Cotton
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
| | $14,519 |
| 21-03098 | 04/29/2022 | Claimant(s): Mau Cong
Claimant Lawyers(s): Mau Cong
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Michael John Florio
Hearing Site: Los Angeles, CA
| | $0 |
| 20-03938 | 04/11/2022 | Claimant(s): Theresa Panza
Claimant Lawyers(s): Theresa Panza
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): David S. Billet, Lourdes Gomez, Daniel Engelstein
Hearing Site: New York, NY
| | $0 |
| 21-00975 | 03/07/2022 | Claimant(s): Mesfin Shibeshi
Claimant Lawyers(s): Mesfin Solomon Shibeshi
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Robert H. Putnam, Peggy Lewis Kennedy, Jeffrey Alperin
Hearing Site: Atlanta, GA
| | $0 |
| 20-03502 | 01/21/2022 | Claimant(s): Burns Francis Trustee U/D/T 4-24-2016, Charlyn Austin, Francis D.B. Tate II
Claimant Lawyers(s): Francis D.B. Tate
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Susanne J. Hollander, Allen Greenberg, Matthew D Arbit
Hearing Site: Chicago, IL
| | Dismissed by Rule 12212(c) |
| 20-01792 | 01/12/2022 | Claimant(s): Justin London
Claimant Lawyers(s): Justin London
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Peter Ordower, Anthony P. Pecora, Dennis C. Waldon
Hearing Site: Chicago, IL
| | $0 |
| 21-01763 | 12/22/2021 | Claimant(s): Qingning Li
Claimant Lawyers(s): Qingning Li
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Lawrence R. Mills
Hearing Site: San Francisco, CA
| | $0 |
| 21-01080 | 12/10/2021 | Claimant(s): Leon Behar
Claimant Lawyers(s): Leon I. Behar
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Howard J. Stiefel, Terrance J. Nolan, Rajeev Suresh Shah
Hearing Site: New York, NY
| | $0 |
