| 07-01411 | 06/02/2009 | Claimant(s): Steven Wierzba
Claimant Lawyers(s): Steven Wierzba
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Ferdinand Schoch, Thomas H. O'Connor, Paul D. Gutierrez
Hearing Site: San Francisco, CA
|  | $0 |
| 08-03042 | 05/29/2009 | Claimant(s): J. Ross, Richard Ross
Claimant Lawyers(s): Jeffrey S. Evans
Respondent(s): Chris Erlewine, Curtis Ritter, E*Trade Securities LLC, Rod Webb
Respondent Lawyers(s): John Bersin, Lonnie L. Simpson
Arbitrator(s): Mark A. Myers, Robert E. Graves, Jeff A. Weill
Hearing Site: Jackson, MS
| | Stipulated Award and Expungement |
| 08-04998 | 05/21/2009 | Claimant(s): Eric Rosenfeld
Claimant Lawyers(s): Eric R Rosenfeld
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
| | $6,016 |
| 08-01876 | 05/08/2009 | Claimant(s): Jean Ibrahim
Claimant Lawyers(s): Jean Ibrahim
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Bert Levy, Christine A. Page, Daniel David Kopman
Hearing Site: Los Angeles, CA
| | $0 |
| 08-04207 | 04/08/2009 | Claimant(s): Alex Roinitis
Claimant Lawyers(s): Alex Roinitis
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): James F. Carlson
Hearing Site: Chicago, IL
| | $213 |
| 08-03634 | 04/02/2009 | Claimant(s): Rodney Glover
Claimant Lawyers(s): Rodney J. Glover
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
| | $25 |
| 08-01574 | 03/20/2009 | Claimant(s): Patricia Turner
Claimant Lawyers(s): Jason M. Kueser
Respondent(s): Glenn Graepel, E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): John E. Sundeen, Arthur F. Dewsberry, John R. Loss
Hearing Site: Kansas City, MO
| | Stipulated Award and Expungement |
| 08-03259 | 03/11/2009 | Claimant(s): Boundles Enterprises
Claimant Lawyers(s): Solomon Henner
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Charles Kleinbaum
Hearing Site: New York, NY
| | $0 |
| 08-00991 | 03/02/2009 | Claimant(s): Dianne Saab, Nicholas Saab, American Voice Corp.
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Lonnie L. Simpson
Arbitrator(s): Stuart M. Rapee, Sanford M. Naiditch, Marie Paulette Levine
Hearing Site: Boca Raton, FL
| | $0 |
| 08-00756 | 02/09/2009 | Claimant(s): Khalil Abbasi and David Abbasi
Claimant Lawyers(s): David Abbasi
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Robert H. Putnam, Howard S. Levine, Arthur P. Barry
Hearing Site: Atlanta, GA
| | $0 |
