09-06261 | 04/23/2010 | Claimant(s): Marty Wekser Claimant Lawyers(s): Marty Wekser Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith A. Felde Arbitrator(s): Melvin S. Feldman Hearing Site: Los Angeles, CA
| | $692 |
09-04164 | 04/19/2010 | Claimant(s): Laura Loudamy Claimant Lawyers(s): Laura Loudamy Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith A. Felde Arbitrator(s): George A. Sellnau Hearing Site: Houston, TX
| | $6,475 |
09-01842 | 04/08/2010 | Claimant(s): Domiciano Redondo Claimant Lawyers(s): Allan P. Whitehead Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Ronald D. Shildler Arbitrator(s): Constance d'Angelis, Lewis W. Slaughter, Charles R. Tindell Hearing Site: Orlando, FL
| | $102,850 |
09-05334 | 04/08/2010 | Claimant(s): Michael M. Crenshaw and Beth R. Crenshaw Claimant Lawyers(s): Michael M Crenshaw Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): William H. McCarter Hearing Site: Boston, MA
| | $213 |
08-00554 | 02/04/2010 | Claimant(s): William H. Agnew and Bernadien R. Agnew Claimant Lawyers(s): William H. Agnew Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Diane Ciccone, David M. Panko, Paul J. Greco Hearing Site: Philadelphia, PA
| | $0 |
09-00708 | 02/03/2010 | Claimant(s): The Horowitz Family Trust Claimant Lawyers(s): Robyn C. Crowther Respondent(s): Jerry Anderson, E*Trade Securities LLC, Marcus Hernandez, Robert Trent, Steven Christensen Respondent Lawyers(s): Lonnie L. Simpson Arbitrator(s): Robin Lynn Berry, Steven K. McGinnis, John J. Shook Hearing Site: San Francisco, CA
| | $643,950 |
09-01578 | 01/15/2010 | Claimant(s): Steven L. Linsey Trust Claimant Lawyers(s): Steven L. Linsey Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Michelle Judy Brant Hearing Site: San Francisco, CA
| | $47,272 |
09-04426 | 12/28/2009 | Claimant(s): Charles Matisi Claimant Lawyers(s): Charles Matisi Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Peter A. Goldman Hearing Site: New York, NY
| | $163 |
09-03899 | 12/22/2009 | Claimant(s): Justin Sterling Claimant Lawyers(s): Justin H. Sterling Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Diane R. Cohen Hearing Site: New York, NY
| | $14,759 |
09-03589 | 12/10/2009 | Claimant(s): Carolyn Broughton Claimant Lawyers(s): Carolyn Broughton Respondent(s): Brandon Coombs, E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): George King Hearing Site: San Francisco, CA
| | $75 |