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FINRA Awards for E*Trade Securities LLC

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Displaying 201-210 out of 262 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0626104/23/2010Claimant(s): Marty Wekser
Claimant Lawyers(s): Marty Wekser
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Melvin S. Feldman
Hearing Site: Los Angeles, CA
Checkmark Icon$692
09-0416404/19/2010Claimant(s): Laura Loudamy
Claimant Lawyers(s): Laura Loudamy
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): George A. Sellnau
Hearing Site: Houston, TX
Checkmark Icon$6,475
09-0184204/08/2010Claimant(s): Domiciano Redondo
Claimant Lawyers(s): Allan P. Whitehead
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Ronald D. Shildler
Arbitrator(s): Constance d'Angelis, Lewis W. Slaughter, Charles R. Tindell
Hearing Site: Orlando, FL
Checkmark Icon$102,850
09-0533404/08/2010Claimant(s): Michael M. Crenshaw and Beth R. Crenshaw
Claimant Lawyers(s): Michael M Crenshaw
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): William H. McCarter
Hearing Site: Boston, MA
Checkmark Icon$213
08-0055402/04/2010Claimant(s): William H. Agnew and Bernadien R. Agnew
Claimant Lawyers(s): William H. Agnew
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Diane Ciccone, David M. Panko, Paul J. Greco
Hearing Site: Philadelphia, PA
Checkmark Icon$0
09-0070802/03/2010Claimant(s): The Horowitz Family Trust
Claimant Lawyers(s): Robyn C. Crowther
Respondent(s): Jerry Anderson, E*Trade Securities LLC, Marcus Hernandez, Robert Trent, Steven Christensen
Respondent Lawyers(s): Lonnie L. Simpson
Arbitrator(s): Robin Lynn Berry, Steven K. McGinnis, John J. Shook
Hearing Site: San Francisco, CA
Checkmark Icon$643,950
09-0157801/15/2010Claimant(s): Steven L. Linsey Trust
Claimant Lawyers(s): Steven L. Linsey
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Michelle Judy Brant
Hearing Site: San Francisco, CA
Checkmark Icon$47,272
09-0442612/28/2009Claimant(s): Charles Matisi
Claimant Lawyers(s): Charles Matisi
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Peter A. Goldman
Hearing Site: New York, NY
Checkmark Icon$163
09-0389912/22/2009Claimant(s): Justin Sterling
Claimant Lawyers(s): Justin H. Sterling
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Diane R. Cohen
Hearing Site: New York, NY
Checkmark Icon$14,759
09-0358912/10/2009Claimant(s): Carolyn Broughton
Claimant Lawyers(s): Carolyn Broughton
Respondent(s): Brandon Coombs, E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): George King
Hearing Site: San Francisco, CA
Checkmark Icon$75

262 Results

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