| 09-04698 | 09/17/2010 | Claimant(s): William Huhn Living Trust
Claimant Lawyers(s): William D. Huhn
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
|  | $0 |
| 10-00517 | 09/14/2010 | Claimant(s): Brian Siulinski
Claimant Lawyers(s): Brian W. Siulinski
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Donald K. Eckhardt
Hearing Site: Houston, TX
| | $11,222 |
| 09-06839 | 08/19/2010 | Claimant(s): Christopher Carter
Claimant Lawyers(s): Christopher Carter
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde
Arbitrator(s): John Fleming Kelly
Hearing Site: Salt Lake City, UT
| | $319 |
| 10-00035 | 07/27/2010 | Claimant(s): Robert Turak
Claimant Lawyers(s): Robert B. Turak
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Jonathan Holman Hathaway
Hearing Site: San Francisco, CA
| | $0 |
| 09-02855 | 07/21/2010 | Claimant(s): John Lozes, Nader Nakib, Timothy Sturge
Claimant Lawyers(s): Diane A. Nygaard
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Lonnie L. Simpson
Arbitrator(s): Mark S. Foster, Joseph D. Sheppard, Michael J. Hunter
Hearing Site: Kansas City, MO
| | $395,000 |
| 09-04539 | 07/16/2010 | Claimant(s): Martha Brancato and Vincent Brancato
Claimant Lawyers(s): Martha Brancato
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Alun Hywel Jones
Hearing Site: New York, NY
| | $0 |
| 09-02871 | 06/04/2010 | Claimant(s): David Wechsler and Amy Wechsler JT/TIC
Claimant Lawyers(s): David E. Robbins
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Megan Shea-Harwick
Arbitrator(s): Alan K. Bloom, Joan Marie Chiusano, Daniel P. Lund
Hearing Site: New York, NY
| | $1,319,800 |
| 09-04191 | 05/12/2010 | Claimant(s): Paul Taylor
Claimant Lawyers(s): Paul Taylor
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Richard S. Zaifert
Hearing Site: Boca Raton, FL
| | $2,820 |
| 09-04372 | 04/29/2010 | Claimant(s): Amsal Woreta and Aklog Birara
Claimant Lawyers(s): Amsal Woreta
Respondent(s): E*Trade Securities LLC, Marcelo Miano
Respondent Lawyers(s): John Bersin
Arbitrator(s): Richard E. Lauziere, Jane C. Carney, William P. Borduin
Hearing Site: Baltimore, MD
| | Expungement |
| 09-05683 | 04/23/2010 | Claimant(s): Sukmanee Lin
Claimant Lawyers(s): Lionel Lin
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): David C. Redford
Hearing Site: Houston, TX
| | $7,601 |
