| 13-01301 | 03/20/2014 | Claimant(s): Stacy Gale
Claimant Lawyers(s): Alan R. Polsky
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Edward J. Costello
Hearing Site: Los Angeles, CA
|  | $29,547 |
| 13-02487 | 03/19/2014 | Claimant(s): John Edens
Claimant Lawyers(s): John L. Edens
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Robert J. Gregory
Hearing Site: Dallas, TX
| | $0 |
| 12-01241 | 03/12/2014 | Claimant(s): John W. Ralston Jr. Living Trust, Ralston Farms & Stables Trust
Claimant Lawyers(s): John W. Ralston
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Kevin R. Zehe
Hearing Site: Pittsburgh, PA
| | $0 |
| 12-03075 | 01/07/2014 | Claimant(s): Lachman Dass Gupta and Manjula Gupta
Claimant Lawyers(s): Lachhman Dass Gupta
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Gordon M. Wase, Wilbert H. Luck, Glenn J. Hansen
Hearing Site: Wilmington, DE
| | $0 |
| 13-01711 | 12/23/2013 | Claimant(s): Terry Maresh
Claimant Lawyers(s): Terry D. Maresh
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Randall W Heinrich
Hearing Site: Houston, TX
| | $825 |
| 13-01435 | 12/11/2013 | Claimant(s): Alex Adams
Claimant Lawyers(s): Alex Adams
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Enrico A. Mazzoli
Hearing Site: Nashville, TN
| | $0 |
| 13-01694 | 11/15/2013 | Claimant(s): Petr Berka
Claimant Lawyers(s): Petr Berka
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Peter P. Skomorowsky
Hearing Site: New York, NY
| | $0 |
| 13-00475 | 11/01/2013 | Claimant(s): Juan Ona
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Jordan D. Maglich
Arbitrator(s): Emily Eiselman Hunter, Judith B. Ittig, Gerald B. Marcovsky
Hearing Site: Washington, DC
| | Dismissed by Rule 12206 |
| 12-04199 | 09/20/2013 | Claimant(s): Seijin Jeong
Claimant Lawyers(s): Seijin Jeong
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Jane C. Carney
Hearing Site: Washington, DC
| | $0 |
| 12-03561 | 06/18/2013 | Claimant(s): Emil Shasha, V. S. Shasha Revc Liv Trust UAD
Claimant Lawyers(s): Emil Shasha
Respondent(s): E*Trade Securities LLC, J.P. Morgan Invest LLC
Respondent Lawyers(s): Christopher Reyes, Meredith Felde Hoffman
Arbitrator(s): Saul Scheier
Hearing Site: New York, NY
| | $0 |
