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FINRA Awards for Obsidian Financial Group

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Displaying 11-17 out of 17 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0203404/09/2014Claimant(s): Stacy Marcus, Social Strategy LLC
Claimant Lawyers(s): Stacy Lynn Marcus
Respondent(s): Stephen Grivas, Obsidian Financial Group
Respondent Lawyers(s): John Telfer, Stephen Grivas
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
Checkmark Icon$22,623
10-0007412/27/2013Claimant(s): Susan Montanti
Claimant Lawyers(s): Emilia M. De Meo
Respondent(s): Obsidian Financial Group
Respondent Lawyers(s): Stephen Grivas
Arbitrator(s): Cynthia H. Plishtin, Joan M. Traub, Walter C. Parrish
Hearing Site: Newark, NJ
Checkmark IconExpungement
13-0244510/18/2013Claimant(s): Richard Gabay
Claimant Lawyers(s): Alan Gilmore
Respondent(s): Obsidian Financial Group
Respondent Lawyers(s): Kevin Sharma
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
Checkmark Icon$217,000
11-0007202/20/2013Claimant(s): Nina Vayner
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Joseph Scali, Obsidian Financial Group
Respondent Lawyers(s): Joseph Giuseppe Scali, Martin P. Unger
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
Checkmark Icon$49,601
09-0496801/08/2013Claimant(s): Jaclyn Cedeno
Claimant Lawyers(s): Peter R. Silverman
Respondent(s): Michael Anello, EKN Financial Services Inc., Obsidian Financial Group
Respondent Lawyers(s): Martin P. Unger, Michael A. Anello, Thomas Giugliano
Arbitrator(s): Jeffrey M. Bain, Karen Yvonne Preston, Stanley Kenneth Evans
Hearing Site: Columbus, OH
Checkmark Icon$469,420
09-0035203/14/2011Claimant(s): Satish Anand
Claimant Lawyers(s): Brian Neville
Respondent(s): Alfred Cali, Granite Securities, Obsidian Financial Group, PGP Financial.
Respondent Lawyers(s): Alfred Guy Cali, Brian Reis, Ellen R. Lozinski
Arbitrator(s): Linda Ashley, Leslie Ruth Nydick, Thomas A. Abitabile
Hearing Site: New York, NY
Checkmark Icon$125,650
08-0339605/28/2010Claimant(s): Frederick Hart
Claimant Lawyers(s): J. Jerome Hartzell
Respondent(s): Bruce Baker, Peter Dawson, Obsidian Financial Group
Respondent Lawyers(s): Brian Reis, Paul R. Williams, Peter J. Dawson-08A3494
Arbitrator(s): Jack C. Aycock, C. Marcus Harris, Chase Boone Saunders
Hearing Site: Charlotte, NC
Checkmark Icon$89,439

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