| 19-03167 | 05/12/2022 | Claimant(s): Estate Judith Pauley/Karen Drozdowski PR
Claimant Lawyers(s): Edward Nahhat
Respondent(s): Edward Jones, John Downey, Roger Loridon
Respondent Lawyers(s): Roger Loridon, Todd A. Holleman
Arbitrator(s): Mauricio Kohn, Gerald W. Hepp, Sandra Franklin
Hearing Site: Detroit, MI
|  | Expungement |
| 18-02583 | 01/15/2020 | Claimant(s): Aneita Doering
Claimant Lawyers(s): Todd Neuman
Respondent(s): Gregory Coffing, Edward Jones
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Susanne J. Hollander, Karen Yvonne Preston, Erwin John Dugasz
Hearing Site: Columbus, OH
| | $0 |
| 18-03867 | 06/07/2019 | Claimant(s): Beverly Assmar, Richard Assmar, Beverly Assmar Selectrust U/A 12/18/2012, Richard Assmar Selectrust U/A 12/18/2012
Claimant Lawyers(s): Mark S. Simms
Respondent(s): Comerica Securities.
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Elena G. Rodriguez, Christopher J. Klein, Peter A. Roche
Hearing Site: Miami, FL
| | Dismissed by Rule 12206/12504 |
| 12-00586 | 03/23/2015 | Claimant(s): Cynba International.
Claimant Lawyers(s): Anthony Paesano
Respondent(s): Harvey Gammage, Morgan Stanley
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Marvin I. Horowitz, Lee Hornberger, Eugene Halsey Bosart
Hearing Site: Detroit, MI
| | $0 |
| 12-02080 | 10/08/2014 | Claimant(s): The Arthur E. Strunk Revocable Trust, da
Claimant Lawyers(s): John Hubbard
Respondent(s): Morgan Stanley, Shawn Burr
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Marvin I. Horowitz, Robert J. Scafuri, Anthony Allen Mogle
Hearing Site: Detroit, MI
| | $75,000 |
| 12-02771 | 02/27/2014 | Claimant(s): Jamie Cullip
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Edward Jones
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): William M. Azkoul
Hearing Site: Detroit, MI
| | Expungement |
| 09-06653 | 11/01/2010 | Claimant(s): Georgiann Henritzy, Georgiann G. Henritzy Trust
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Roland
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Stephen D. Arkwright, Barbara A. Johannessen, Jonathan Edward Maire
Hearing Site: Detroit, MI
| | $0 |
| 09-03649 | 09/17/2010 | Claimant(s): Summit Oak
Claimant Lawyers(s): Ralph R. Safford
Respondent(s): Kenneth Jones, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Barry Goldman, Jennifer Ann Shandler, Paul Sislin
Hearing Site: Detroit, MI
| | $0 |
