| 14-03766 | 02/04/2016 | Claimant(s): Jeffrey Richards
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Damon Testaverde, Patrick Teutonico, Philip Dina, Richard Hunt, William Hunt, Network 1 Financial Securities Inc.
Respondent Lawyers(s): Martin P. Unger
Arbitrator(s): Jeffrey W. Finke, Mitchell Lee Marinello, Shelby Webb
Hearing Site: Chicago, IL
|  | $0 |
| 13-03019 | 09/08/2014 | Claimant(s): Chris Rones
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): James C. Browning
Arbitrator(s): David J. Langseth, Mitchell Lee Marinello, Thomas P. Valenti
Hearing Site: Chicago, IL
| | $0 |
| 12-01569 | 01/27/2014 | Claimant(s): Mary Neul, Estate of Milton Neul
Claimant Lawyers(s): Joseph Wojciechowski
Respondent(s): John Watson, Securities America.
Respondent Lawyers(s): David A. Baugh, John E. Watson
Arbitrator(s): Mitchell Lee Marinello, Josette Belvedere, James A. Murphy
Hearing Site: Chicago, IL
| | Expungement |
| 12-04368 | 12/10/2013 | Claimant(s): EMJ Investments
Claimant Lawyers(s): Dennis C. Waldon
Respondent(s): Eroom Securities LLC
Respondent Lawyers(s): Kevin M. Flynn
Arbitrator(s): Philip J. Glick, Mitchell Lee Marinello, Steven Edward Wollack
Hearing Site: Chicago, IL
| | $0 |
