| 14-03432 | 02/05/2016 | Claimant(s): Jeffrey Howard
Claimant Lawyers(s): Hal J. Wood
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Steven D. Hurd
Arbitrator(s): Mitchell Lee Marinello, John M. Kramer, Susan L. Walker
Hearing Site: Chicago, IL
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| 14-02315 | 04/02/2015 | Claimant(s): John Jacobs
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Mitchell Lee Marinello
Hearing Site: Chicago, IL
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| 13-03429 | 03/18/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S Griesmeyer
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Mitchell Lee Marinello
Hearing Site: Chicago, IL
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| 13-00127 | 09/26/2013 | Claimant(s): David Tansor
Claimant Lawyers(s): David A. Gehn
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Mitchell Lee Marinello
Hearing Site: Milwaukee, WI
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| 07-03445 | 03/02/2009 | Claimant(s): Ralph Diaz
Claimant Lawyers(s): Mark J. Astarita
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Thomas Sargant, Theodore L. Leeb, Mitchell Lee Marinello
Hearing Site: Chicago, IL
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| 07-00366 | 02/11/2009 | Claimant(s): Griffin, Kubik, Stephens & Thompson
Claimant Lawyers(s): Steven P. Gomberg
Respondent(s): James Kubik, Jill Rottman, John Tofilon, Kent Atkinson, Morgan Stanley DW Inc., Maria Tornga
Respondent Lawyers(s): Christopher M. Burky, Howard B. Iwrey, Steven P. Gomberg
Arbitrator(s): Jerome F. Crotty, Robert J. Larson, Mitchell Lee Marinello
Hearing Site: Chicago, IL
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| 07-02377 | 11/19/2008 | Claimant(s): Shirish Shah
Claimant Lawyers(s): Mitchell Kline
Respondent(s): Nilam Patel, New York Life Insurance
Respondent Lawyers(s): David S. Baffa, Michael A. Warner
Arbitrator(s): Arne R. Rode, Mitchell Lee Marinello, David J. Dahl
Hearing Site: Chicago, IL
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