| 20-02116 | 12/17/2021 | Claimant(s): The Evan Cole Revocable Trust
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): First Republic Investment Management Inc, First Republic Securities Company
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Ronald L. Cameron, Richard M. Norman, Robert B. Hansohn
Hearing Site: Los Angeles, CA
|  | Expungement |
| 19-03796 | 06/02/2020 | Claimant(s): Josephine Chien
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): SW Financial
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Ronald L. Cameron
Hearing Site: Los Angeles, CA
| | $23,175 |
| 18-03668 | 04/28/2020 | Claimant(s): Jeanna Carrick, Michael Carrick, Carrick Family Trust DTD 9/5/07
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Marsha Lee, First Allied Securities., Marsha Lee & Company.
Respondent Lawyers(s): Jeffrey Compton
Arbitrator(s): Ronald L. Cameron, Robert C. Albini, Terry Lynn Chambless
Hearing Site: Los Angeles, CA
| | $0 |
| 16-02110 | 04/22/2020 | Claimant(s): Richard D. Marconi Trust
Claimant Lawyers(s): Steve A. Buchwalter
Respondent(s): Todd Rustman
Respondent Lawyers(s): Jason Luhan
Arbitrator(s): Ronald L. Cameron, Barry A. Fisher, David K. Slay
Hearing Site: Los Angeles, CA
| | $0 |
| 17-00678 | 09/12/2017 | Claimant(s): Merrill Knopf IRA
Claimant Lawyers(s): Merrill Knopf
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Ronald L. Cameron
Hearing Site: Los Angeles, CA
| | $1,600 |
| 15-01676 | 09/12/2016 | Claimant(s): Jeffrey Ball, Jeffrey D. Ball IRA
Claimant Lawyers(s): Philip M. Aidikoff, Ryan K. Bakhtiari
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Ronald L. Cameron, Constance Ellen Boukidis, Michael R. Diliberto
Hearing Site: Los Angeles, CA
| | $262,354 |
| 14-03649 | 05/19/2016 | Claimant(s): Arthur Torrellas, Arthur A. Torrellas Q-Tip Marital Trust, Arthur A. Torrellas Survivor's Trust, Arthur Torrellas NonExempt QTip Marital, Carole M. Torrellas Decedent's Trust
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): Wells Fargo Advisors, Eric Spraker, Richard Spraker
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Ronald L. Cameron, Robert Rosen, Steven K. Ogata
Hearing Site: Los Angeles, CA
| | Expungement |
| 15-00362 | 05/19/2016 | Claimant(s): Martha Welborne
Claimant Lawyers(s): Brian D. Boydston
Respondent(s): Charles Bohlen, Stern Fisher Edwards Inc.
Respondent Lawyers(s): Edward Gartenberg
Arbitrator(s): Steven Gourley, Ronald L. Cameron, Laurent C. Vonderweidt
Hearing Site: Los Angeles, CA
| | $297,000 |
| 15-00974 | 04/14/2016 | Claimant(s): Donna Johnson IRA
Claimant Lawyers(s): T. John Kirk
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Autumn Crowell
Arbitrator(s): Ronald L. Cameron
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-03721 | 02/10/2016 | Claimant(s): Diane Ford, Diane Savone, Iris Simmons, Janine Maxfield, Martha Nelson, Rita Wuelfing, Sylvia Reed
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): William M. Turner
Arbitrator(s): Martin Olinick, Ronald L. Cameron, Michael D. Harrison
Hearing Site: Los Angeles, CA
| | $597,295 |
