17-01681 | 08/09/2019 | Claimant(s): The Joseph Conti Revocable Trust Claimant Lawyers(s): Jared A. Levy Respondent(s): Erik Pica, Joseph Stone Capital L.L.C. Respondent Lawyers(s): David Hirschberg Arbitrator(s): Emily Diamond, Veronica Ann Williams, Loretta Yin Hearing Site: Newark, NJ
| | $10,000 |
16-03269 | 02/28/2018 | Claimant(s): Bertram Tamarkin, Bernita Tamarkin Estate Tax Shelter, Bertram Tamarkin Trust U/A DTD Claimant Lawyers(s): Jared A. Levy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stephan M. Louviere Arbitrator(s): Lawrence M. Green, Richard J. Kaplan, Carolyn E. Moore Hearing Site: Boca Raton, FL
| | Expungement |
16-00870 | 12/18/2017 | Claimant(s): Sabine Parker Claimant Lawyers(s): Jared A. Levy Respondent(s): Craig Sutherland, Money Concepts Capital Corp Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Michael L. Fortney, Robert M Lustig, Karl Strohbehn Hearing Site: Cleveland, OH
| | Expungement |
14-03462 | 03/29/2016 | Claimant(s): Robert Berger, Ronnie Berger, Robert Berger CPA Profit Sharing Plan, Robert & Ronnie Berger Revocable Trust Claimant Lawyers(s): Jared A. Levy Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Jeffrey C. Primiano Arbitrator(s): Monica I. Salis, Lawrence M. Green, James M. Scutti Hearing Site: Boca Raton, FL
| | Expungement |
09-04900 | 08/30/2010 | Claimant(s): Alvin Kling, Pearl Kling, Alvin Kling Revocable Trust, Howard Gary Kling Irrevocable Trust Claimant Lawyers(s): Jared A. Levy Respondent(s): Sanford C. Bernstein & Co. Respondent Lawyers(s): Andrew W. Robertson Arbitrator(s): Michael J. Quarequio, Philip L. Manczak Hearing Site: Boca Raton, FL
| | $18,300 |