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FINRA Awards for Bear

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0368904/17/2013Claimant(s): Milissa Martin
Claimant Lawyers(s): Rory M. McLaughlin
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear, Stearns & Co.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Romaine L. Gardner, Robert S. Getman, David J. Pine
Hearing Site: New York, NY
Checkmark Icon$0
09-0708509/27/2011Claimant(s): Louisiana Citizens Property Insurance Co
Claimant Lawyers(s): James R Swanson
Respondent(s): J.P. Morgan Securities, Bear, Stearns & Co..
Respondent Lawyers(s): Jonathan K. Youngwood
Arbitrator(s): Robert R. Wolf, Donald Milo Helton, William Gilbert Faulk
Hearing Site: New Orleans, LA
Checkmark Icon$0
09-0456003/21/2011Claimant(s): Daniel Gorman
Claimant Lawyers(s): John G. Rich
Respondent(s): J.P. Morgan Securities, Bear, Stearns & Co..
Respondent Lawyers(s): Timothy E. Di Domenico
Arbitrator(s): Monica I. Salis, Frederick P. Hartman, Les R. Campbell
Hearing Site: Boca Raton, FL
Checkmark Icon$0
09-0445412/23/2010Claimant(s): Collins Capital LLC
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Jeffrey Samsen, J.P. Morgan Securities, Bear Stearns Asset Backed Securities Fun, Bear Stearns Asset Management Inc., Bear Stearns Securities Clearing Corp, Bear, Stearns & Co.., J.P. Morgan Chase & Co., J.P. Morgan Clearing Corp., The Bear Stearns Companies.
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Alan S. Braunshweiger, Daniel Robbins, Michele S. Riley
Hearing Site: New York, NY
Checkmark IconExpungement
08-0426312/21/2009Claimant(s): Richard Berman and Dorothy Berman
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Bear, Stearns & Co..
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Ronald F. Rosner, Howard Weitz, Alice Holly Oshins
Hearing Site: New York, NY
Checkmark Icon$0

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