Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00896 | 11/23/2021 | Claimant(s): Steven F. Weinstock Trust DTD 10/26/09 Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J Borrelli Arbitrator(s): Philip J. Glick, Michael S. Jordan, Maya Steinitz Hearing Site: Chicago, IL |  | $450,000 |
| 21-00340 | 10/26/2021 | Claimant(s): Michael Richardson Claimant Lawyers(s): Michael A. Richardson Respondent(s): GTS Securities LLC Respondent Lawyers(s): Daniel Labovitz Arbitrator(s): Thomas Michael Genovese Hearing Site: Chicago, IL | | $0 |
| 19-02344 | 10/20/2021 | Claimant(s): Mark Berens Claimant Lawyers(s): Brian E. Martin Respondent(s): Morgan Stanley Respondent Lawyers(s): Esther Cho Arbitrator(s): Theresa A Gillerlain, Thomas Michael Genovese, Dianne Marie Onichimowski Hearing Site: Chicago, IL | | $0 |
| 21-01305 | 10/15/2021 | Claimant(s): Joseph Reynolds Claimant Lawyers(s): Joseph Reynolds Respondent(s): Principal Securities. Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL | | $300 |
| 21-00941 | 10/13/2021 | Claimant(s): Alex Rucks Claimant Lawyers(s): Nathan C. Volheim Respondent(s): Robinhood Financial. Respondent Lawyers(s): Frank J. Cuccio Arbitrator(s): Sal Presti Hearing Site: Chicago, IL | | $175 |
| 20-04151 | 10/06/2021 | Claimant(s): Paul Gorsuch Claimant Lawyers(s): Michael S. Hill Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Kathleen M. Klein Arbitrator(s): Thomas Michael Genovese Hearing Site: Chicago, IL | | $65,000 |
| 21-01183 | 10/05/2021 | Claimant(s): Mohammad Naser Claimant Lawyers(s): Nathan C. Volheim Respondent(s): Robinhood Financial. Respondent Lawyers(s): Frank J. Cuccio Arbitrator(s): Ray J. Grzebielski Hearing Site: Chicago, IL | | $0 |
| 21-01182 | 10/01/2021 | Claimant(s): Rame Doleh Claimant Lawyers(s): Nathan C Volheim Respondent(s): Robinhood Financial. Respondent Lawyers(s): Frank J. Cuccio Arbitrator(s): Thomas P. Valenti Hearing Site: Chicago, IL | | $88 |
| 20-02804 | 09/24/2021 | Claimant(s): Jon and Christine Sipe JTWROS Claimant Lawyers(s): David B. Vermont Respondent(s): Anastasios Belesis, Nathalo Menendez Respondent Lawyers(s): Anastasios P. Belesis, Nathalo Ian Menendez Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL | | $0 |
| 20-03620 | 09/14/2021 | Claimant(s): Marketing Concepts Group 401(K) & Profit Claimant Lawyers(s): Donald A. Murday Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Heidi E. VonderHeide Arbitrator(s): Leonard Arthur Nelson Hearing Site: Chicago, IL | | $8,130 |