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FINRA Awards for Chicago, IL

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Displaying 391-397 out of 397 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0021912/12/2007Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joan Toro
Respondent(s): Pamela Williams
Respondent Lawyers(s): Pamela Williams
Arbitrator(s): Raymond P. Buschmann
Hearing Site: Chicago, IL
Checkmark Icon$0
06-0486911/08/2007Claimant(s): A. Flannery, Tolman Flannery
Claimant Lawyers(s): Laurence M. Landsman
Respondent(s): Wachovia Securities, William Muehlhauser
Respondent Lawyers(s): Andrew R. Park
Arbitrator(s): Ronald B. Schwartz, Ann Breen-Greco, Michael Stephen Knight
Hearing Site: Chicago, IL
Checkmark Icon$293,660
06-0274210/19/2007Claimant(s): Robert Sam, North Star Basements., Karen K. Auksi-Sam, IRA
Claimant Lawyers(s): Robert Sam
Respondent(s): Edward Jones
Respondent Lawyers(s): Loren Schechter
Arbitrator(s): Ann Breen-Greco, David E. Neely, Lisa A Randall-Haag
Hearing Site: Chicago, IL
Checkmark Icon$0
06-0489510/12/2007Claimant(s): Anthony Ivankovich
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S Clareman
Arbitrator(s): Sanford J. Prizant, James J. Eccleston, Ahmed A. Patel
Hearing Site: Chicago, IL
Checkmark IconStipulated Award
06-0154609/05/2007Claimant(s): Eric Ginzburg
Claimant Lawyers(s): Eric J. Ginzburg
Respondent(s): Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Scott M. Krantz, Donald W. McKenzie, Raymond P. Buschmann
Hearing Site: Chicago, IL
Checkmark Icon$0
07-0097308/16/2007Claimant(s): Delia Vega
Claimant Lawyers(s): Jeffrey M. Gershon
Respondent(s): Jose Lopez, Oberweis Securities.
Respondent Lawyers(s): Joseph C. Wylie
Arbitrator(s): Thomas S. Wallace
Hearing Site: Chicago, IL
Checkmark Icon$0
06-0289908/09/2007Claimant(s): Vincent Tribo
Claimant Lawyers(s): Helen B Bloch
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Donald P. Wray
Arbitrator(s): Stuart M. Widman, Sheldon I. Saitlin, Thomas E. Haviland
Hearing Site: Chicago, IL
Checkmark Icon$0

397 Results

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