| 19-00603 | 12/30/2021 | Claimant(s): Philip Sims, Philip D. Sims IRA
Claimant Lawyers(s): Robert H. Rex
Respondent(s): McNally Financial Services Corporation
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Thomas A. Martin, Jack Chapline Vaughan, Camille Morris Tankersley
Hearing Site: Houston, TX
|  | Expungement |
| 18-03141 | 09/11/2019 | Claimant(s): Betty Bailey, Betty Bailey IRA
Claimant Lawyers(s): David W. Miller
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Paul D. Flack
Arbitrator(s): Lynne M. Gomez, Camille Morris Tankersley, Heather Gaile Layton
Hearing Site: Houston, TX
| | $555,000 |
| 16-03743 | 04/22/2019 | Claimant(s): Aileen Vidaud, Alexander Travieso, Amanda Fly, Barbara Edge, Dana Cooper, Donnella Tyler, Edward Fly, James Reynolds, Leila Reynolds, Lina Gibbs, Lynn Gibbs, Michael Edge, Patricia McDaniel, Robert Cooper, Robert Tyler, Shirley Jones, Trent McDaniel, William Vidaud, Estate of J. Michelle Edge, Aileen Vidaud IRA, et al
Claimant Lawyers(s): David W. Miller
Respondent(s): David Williams, Wilson Williams
Respondent Lawyers(s): Dena L. Mathis
Arbitrator(s): Bertrand C. Moser, Stephen James Cavanaugh, Camille Morris Tankersley
Hearing Site: Houston, TX
| | $358,387 |
| 16-01205 | 02/08/2018 | Claimant(s): Morris Steller
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Peter Voldness, Thomas Heinzen, Emergent Financial Group.
Respondent Lawyers(s): Randy J. Sparling
Arbitrator(s): Michael S. Yauch, Brian James Tagtmeier, Camille Morris Tankersley
Hearing Site: Houston, TX
| | $0 |
| 10-01756 | 08/16/2012 | Claimant(s): Frank Carroll
Claimant Lawyers(s): John R. Strawn
Respondent(s): Muhammad Khan, Bluechip Securities.
Respondent Lawyers(s): Muhammad A. Khan, President
Arbitrator(s): R. Lee Britton Jr., Carol Frances Relihan, Camille Morris Tankersley
Hearing Site: Houston, TX
| | $446,130 |
