| 14-01901 | 03/23/2016 | Claimant(s): Dennis Urbanski
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Gregory Flemming
Respondent Lawyers(s): Gregory Flemming
Arbitrator(s): David R. Foley
Hearing Site: Buffalo, NY
|  | $50,150 |
| 14-03551 | 12/03/2015 | Claimant(s): Kathy Piniewski
Claimant Lawyers(s): Teresa J. Verges
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Courtney M. Rogers-Reid
Arbitrator(s): Stephen P. LaLonde
Hearing Site: Buffalo, NY
| | $80,641 |
| 13-01840 | 09/03/2015 | Claimant(s): Estate of Julia M. Crosman
Claimant Lawyers(s): Donald G. McGrath
Respondent(s): Kathryn Warsitz, Warsitz Associates.
Respondent Lawyers(s): Michael S. Finkelstein
Arbitrator(s): Ralph L. Halpern
Hearing Site: Buffalo, NY
| | $113 |
| 14-03200 | 06/09/2015 | Claimant(s): David Coatney, Erin Coatney, Kierstin Coatney, sheri Coatney
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Ronald Harris Kisner
Hearing Site: Buffalo, NY
| | $0 |
| 14-02596 | 05/14/2015 | Claimant(s): Jacqueline Neamon, William Neamon
Claimant Lawyers(s): Bernard A. Unger
Respondent(s): Michael Ganci
Respondent Lawyers(s): Ronald Klimas
Arbitrator(s): Christopher C. Willett
Hearing Site: Buffalo, NY
| | $213 |
| 14-03356 | 05/11/2015 | Claimant(s): Michele Raines
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Edward Jones
Respondent Lawyers(s): Justin Joseph D'Elia
Arbitrator(s): Stephen P. LaLonde, Christopher C. Willett, Ronald J. Vero
Hearing Site: Buffalo, NY
| | $0 |
| 14-00370 | 07/24/2014 | Claimant(s): Lewis Dallas
Claimant Lawyers(s): Lewis S. Dallas
Respondent(s): Michael Ganci
Respondent Lawyers(s): Ronald T. Klimas
Arbitrator(s): Daniel M. Mankowski
Hearing Site: Buffalo, NY
| | $8,438 |
| 13-00524 | 06/09/2014 | Claimant(s): Nurettin Sabuncu, Nory Construction Company.
Claimant Lawyers(s): Paul L. Leclair
Respondent(s): John Bleier, Richard Curtis, Thomas Bonadio, 1717 Capital Management Company, Hornor, Townsend & Kent.
Respondent Lawyers(s): David Rothenberg, Margaret F. Swetman, Natalie T. Furniss
Arbitrator(s): Karin A. Schlosser, Krista Gottlieb, Michael George Whelan
Hearing Site: Buffalo, NY
| | $0 |
| 07-00096 | 06/05/2014 | Claimant(s): Arthur Gilman, Duane DeWispelaere, Hattie Wells, Herbert Pfuhl, Linda Delucia, Milton Pringle, Robert Geter, Sandra Kirin, Whitmore Cunningham, Linda Delucia behalf EST Angelo Delucia, Sandra Kirin behalf EST of James Kirin, Angelo J. DeLucia & Linda L. Delucia
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Ira Miller, Morgan Stanley Smith Barney LLC
Respondent Lawyers(s): Jonathan R. Cyprys
Arbitrator(s): Sandra Gale Behrle, Ira A. Auerbach, L. Paul Kehoe
Hearing Site: Buffalo, NY
| | Expungement |
| 13-00646 | 01/30/2014 | Claimant(s): Robert Goll, The Pauline Goll Trust
Claimant Lawyers(s): August M. Iorio
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): Stuart M. Schwartz
Hearing Site: Buffalo, NY
| | Expungement |
