| 11-00259 | 03/28/2012 | Claimant(s): Kenneth White
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Cuna Brokerage Services.
Respondent Lawyers(s): Louis H. Castoria
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
|  | $0 |
| 11-01308 | 03/09/2012 | Claimant(s): Daniel Rosenthal, Robert Hirsh
Claimant Lawyers(s): Herbert Beigel
Respondent(s): William Fretz, The Keystone Equities Group, L.P.
Respondent Lawyers(s): Mu'min F. Islam
Arbitrator(s): Guillermo L. Bosch, John P. Hughes, Walter R. Milbourne
Hearing Site: Philadelphia, PA
| | $0 |
| 11-00578 | 02/01/2012 | Claimant(s): Jamie Tyszka, Lawrence Barr, Estate of Perry I. Barr, Deceased
Claimant Lawyers(s): Steven C. Forman
Respondent(s): Morgan Stanley & Co., Stanley Lerner
Respondent Lawyers(s): John Castelly
Arbitrator(s): Guillermo L. Bosch, Benjamin F. Richards, David M. Panko
Hearing Site: Philadelphia, PA
| | $0 |
| 10-01923 | 12/14/2011 | Claimant(s): Karen Kramer, Richard Kramer IRA
Claimant Lawyers(s): Joel D. Feldman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): John L. Castelly
Arbitrator(s): Guillermo L. Bosch, Margaret Mary Crumley, L. Martin Miller
Hearing Site: Philadelphia, PA
| | Expungement |
| 09-06593 | 10/31/2011 | Claimant(s): Jeffrey Barnes
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Sarah Y. Larson
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Birmingham, AL
| | $25,250 |
| 10-03635 | 09/30/2011 | Claimant(s): Marcella Wall
Claimant Lawyers(s): Byron L. Milner
Respondent(s): Jonathon Leise, Paul Hagerty, Janney Montgomery Scott LLC
Respondent Lawyers(s): Christine M. Debevec
Arbitrator(s): Guillermo L. Bosch, Julie K. Chapin, Carla Fisher
Hearing Site: Philadelphia, PA
| | $10,000 |
| 09-00465 | 12/30/2010 | Claimant(s): Peter Bruni and Michele Bruni
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): Stifel, Nicolaus & Co.., Ryan Beck & Co., Michael Bader
Respondent Lawyers(s): Irving Bizar, Marc Durant
Arbitrator(s): Guillermo L. Bosch, Joseph F. Pittelli, Ethan L. Lewis
Hearing Site: Philadelphia, PA
| | $52,183 |
| 09-05134 | 12/16/2010 | Claimant(s): Concetta Bannan, Gerard Bannan
Claimant Lawyers(s): John F. McKenna
Respondent(s): Arthur Jones, Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Karl Marquardt
Arbitrator(s): Guillermo L. Bosch, Gordon E. Wright, Elliot B. Platt
Hearing Site: Philadelphia, PA
| | $0 |
| 09-00444 | 03/16/2010 | Claimant(s): Dana Presti, Est of Ralph E. Dilks by Dana Presti Ex
Claimant Lawyers(s): Joseph M. Armstrong
Respondent(s): Ronald Aungst, PNC Investments LLC
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Guillermo L. Bosch, Joseph J. Dougherty, Catherine S. Kopley
Hearing Site: Philadelphia, PA
| | $0 |
