| 20-03583 | 03/07/2022 | Claimant(s): Kevin O'Sullivan
Claimant Lawyers(s): Matt E. Wolper
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Veronica Ann Williams, Steven C. Kasarda, Sofia Balile
Hearing Site: New York, NY
|  | Expungement |
| 17-01369 | 07/18/2019 | Claimant(s): Ajay Ahuja, Nicholas Ahuja, Dr. Ajay Ahuja Deutsche Bank IRA Account
Claimant Lawyers(s): David E.. Robbins
Respondent(s): Deutsche Bank Securities., David Fleming, Stifel, Nicolaus & Co.., Sterne, Agee & Leach.
Respondent Lawyers(s): David Wilson Fleming, Richard H. Kuhlman, Toby S. Soli
Arbitrator(s): Rory M. McLaughlin, Steven C. Kasarda, Suzanne L. Ulicny
Hearing Site: New York, NY
| | $793,605 |
| 16-03651 | 08/09/2018 | Claimant(s): Joseph Metkoff and Mary Metkoff
Claimant Lawyers(s): David E. Robbins
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Jennifer Woods Burke
Arbitrator(s): Howard L. Sobel, Maya Steinitz, Steven C. Kasarda
Hearing Site: New York, NY
| | $0 |
| 14-02369 | 06/26/2015 | Claimant(s): William Paul, IRA
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Sam Antar, Roger B. Jacobs, Steven C. Kasarda
Hearing Site: New York, NY
| | Expungement |
