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FINRA Awards for The GMS Group

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0274806/05/2020Claimant(s): John Ireland
Claimant Lawyers(s): Michael J. Gore
Respondent(s): Brett Ellis, Carmine Capone, Jason Figueroa, The GMS Group
Respondent Lawyers(s): Jason L. Figueroa, John E. Jenkins
Arbitrator(s): Anne H. Orr, Donald Theodore Ryce, Carl Henry Perdue
Hearing Site: Boca Raton, FL
Checkmark Icon$0
17-0309402/07/2019Claimant(s): W. James Schiller Rev Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): The GMS Group
Respondent Lawyers(s): Alex Schmidt
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
Checkmark Icon$0
16-0232404/04/2018Claimant(s): Robert J. Litsky & Michael Litsky TTEES
Claimant Lawyers(s): Michael C. Farkas
Respondent(s): The GMS Group
Respondent Lawyers(s): David W. Schmidt
Arbitrator(s): Joseph J. Arata, Paul Bennett Marrow, Barry Stephen Spector
Hearing Site: New York, NY
Checkmark IconExpungement
15-0307502/21/2017Claimant(s): Carole Stanley, Tony Stanley
Claimant Lawyers(s): Russell Forkey
Respondent(s): Carmine Capone, Jason Figueroa, Paul Mante, The GMS Group
Respondent Lawyers(s): David W. Schmidt, Jason Lyn Figueroa
Arbitrator(s): Lawrence M. Green, Kimberly A. Gilmour, Toby Bartosh
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
15-0349109/09/2016Claimant(s): Athalie G. Silverberg Revocable Trust
Claimant Lawyers(s): Todd L. Silverberg
Respondent(s): The GMS Group
Respondent Lawyers(s): David W. Schmidt
Arbitrator(s): David P. Slater
Hearing Site: Boca Raton, FL
Checkmark Icon$18,382
10-0273801/09/2012Claimant(s): Gubman Revocable Trust, Sidney Cohn Life Insurance Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): The GMS Group
Respondent Lawyers(s): Don Boswell
Arbitrator(s): Alyson R. Dachelet
Hearing Site: Boca Raton, FL
Checkmark Icon$69,866
11-0059907/07/2011Claimant(s): Jack Chesler
Claimant Lawyers(s): Jack Chesler
Respondent(s): The GMS Group
Respondent Lawyers(s): Thomas M. Regenye
Arbitrator(s): G. Gale Roberson
Hearing Site: Chicago, IL
Checkmark Icon$38
09-0605504/19/2011Claimant(s): Gary Hillert
Claimant Lawyers(s): Scott L. Silver
Respondent(s): The GMS Group
Respondent Lawyers(s): John E. Jenkins
Arbitrator(s): Frances D. Sheehy, John H. Claudy, Theodore Israel Herold
Hearing Site: Boca Raton, FL
Checkmark Icon$0
09-0441702/10/2011Claimant(s): Samantha Sampson, Samantha Arlene Sampson Rev Living Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): The GMS Group
Respondent Lawyers(s): Don Boswell
Arbitrator(s): Mark F. Raymond, Barth Satuloff, Andrew David Kahng
Hearing Site: Miami, FL
Checkmark Icon$35,300
09-0552903/03/2010Claimant(s): Paul Geier
Claimant Lawyers(s): Leonardo Trivigno
Respondent(s): The GMS Group
Respondent Lawyers(s): John E. Jenkins
Arbitrator(s): Stanley Seidman
Hearing Site: Boca Raton, FL
Checkmark Icon$425

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