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FINRA Awards for Richard J. Davis

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Displaying 10 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0098811/13/2024Claimant(s): Eric Wilkison
Claimant Lawyers(s): Eric Wilkison
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Richard J. Davis
Arbitrator(s): Karl A. Vogeler
Hearing Site: Nashville, TN
Checkmark IconDismissed by Rule 12504
24-0003306/27/2024Claimant(s): Francisco Torres
Claimant Lawyers(s): Francisco Torres
Respondent(s): Robinhood Financial
Respondent Lawyers(s): Richard J. Davis
Arbitrator(s): Jeffrey Alan Helewitz
Hearing Site: New York, NY
Checkmark Icon$0
23-0208812/19/2023Claimant(s): Eric Wilkison
Claimant Lawyers(s): Eric S Wilkison
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Richard J. Davis
Arbitrator(s): James A. McIntosh
Hearing Site: Nashville, TN
Checkmark Icon$0
23-0074210/13/2023Claimant(s): Thomas Lomascolo
Claimant Lawyers(s): Thomas Lomascolo
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Richard J. Davis
Arbitrator(s): Victoria Liccione
Hearing Site: Charlotte, NC
Checkmark Icon$0
22-0054403/21/2023Claimant(s): Jordan Young
Claimant Lawyers(s): Jordan Young
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Richard J. Davis
Arbitrator(s): Richard Lee Mansdoerfer, Vaughn Norman Browne, Ann Judith Gellis
Hearing Site: New York, NY
Checkmark Icon$0
22-0055208/17/2022Claimant(s): Seth Mason
Claimant Lawyers(s): Seth Mason
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Richard J. Davis
Arbitrator(s): Maurice M. Feller
Hearing Site: Columbia, SC
Checkmark Iconsettlement
21-0206608/01/2022Claimant(s): Abdul Mohammed
Claimant Lawyers(s): Abdul Mohammed
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Richard J. Davis
Arbitrator(s): Ray J. Grzebielski, Steven H. Vogel, Phillip I. Finkelstein
Hearing Site: Chicago, IL
Checkmark Icon$0
21-0054505/16/2022Claimant(s):
Claimant Lawyers(s):
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Richard J. Davis
Arbitrator(s): Kevin J. Demet
Hearing Site: Milwaukee, WI
Checkmark Icon$0
20-0330912/09/2021Claimant(s): Kevin Sprouse
Claimant Lawyers(s): Kevin E. Sprouse
Respondent(s): Robinhood Financial., Robinhood Securities
Respondent Lawyers(s): Richard J. Davis
Arbitrator(s): Jeffry M. Bauer
Hearing Site: St. Louis, MO
Checkmark Icon$0
21-0167811/19/2021Claimant(s): John Smith
Claimant Lawyers(s): John E. Smith
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Richard J. Davis
Arbitrator(s): Michael J. Meeusen
Hearing Site: Louisville, KY
Checkmark Icon$0

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