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FINRA Awards for Detroit, MI

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Displaying 301-304 out of 304 results
Case Number Award Date Case Summary Customer Case? Amount Granted
06-0458109/05/2007Claimant(s): Donald Wisner
Claimant Lawyers(s): Brian J. Masternak
Respondent(s): Ahmad Wares, EKN Financial Services.
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Barry Goldman, Raymond J. Sterling, Conrad W. Koski
Hearing Site: Detroit, MI
Checkmark Icon$0
05-0640408/28/2007Claimant(s): Richard M., and Sandra J. Pierzynski
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Patrick Drouillard, Hantz Financial Services.
Respondent Lawyers(s): Bradley J. Schram
Arbitrator(s): Harvey Frank, Benjamin A. Kerner, William David Jaeger
Hearing Site: Detroit, MI
Checkmark IconStipulated Award and Expungement
07-0081808/22/2007Claimant(s): David Sepanik, Mary Sepanik
Claimant Lawyers(s): David Edward Sepanik, Mary Ann Sepanik
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Stewart C.W. Weiner
Hearing Site: Detroit, MI
Checkmark Icon$325
06-0355108/17/2007Claimant(s): Amy Bakowski
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Broad Street Securities., Leonard & Company, McClellan Capital
Respondent Lawyers(s): David A. Sebastian, Stephen B. Wexler, The Company President
Arbitrator(s): Norman A. Samson, Mark Scarr, Lee Hornberger
Hearing Site: Detroit, MI
Checkmark Icon$0

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