| 07-03122 | 02/05/2010 | Claimant(s): Alan Stroup
Claimant Lawyers(s): Anthony v. Trogan
Respondent(s): Frank Bluestein
Respondent Lawyers(s): David M. Foster
Arbitrator(s): Edward M. Olson, Keith J. Koerber, Robert L. Nichols
Hearing Site: Detroit, MI
|  | $240,872 |
| 09-03712 | 01/25/2010 | Claimant(s): Phyllis M. Osler IRA Account, Genevieve Davidson Living Trust, John S. Osler Living Trust, Phyllis M. Osler Living Trust
Claimant Lawyers(s): John Osler
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | $0 |
| 09-02807 | 12/31/2009 | Claimant(s): James Crowley, Nancy Crowley
Claimant Lawyers(s): Nancy Corinne Crowley, Patrick Crowley
Respondent(s): Chase Investment Services Corp., Jamie Hills
Respondent Lawyers(s): Sheila E. Carson
Arbitrator(s): William P. Thorpe
Hearing Site: Detroit, MI
| | $21,990 |
| 09-01309 | 12/10/2009 | Claimant(s): Peter Lucido
Claimant Lawyers(s): Peter J. Lucido
Respondent(s): Oppenheimer & Co.., Mark Miriani
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Jeffry M. Bauer, Harvey Frank, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
| | $30,225 |
| 09-00905 | 11/18/2009 | Claimant(s): Richard Moffitt
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Adam Spero, Anthony Urrico, Investors Capital Corporation
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Harvey Frank, John P. Gouttiere, William C. Alsover
Hearing Site: Detroit, MI
| | $273,749 |
| 08-04604 | 11/06/2009 | Claimant(s): Charlotte Lucas, Charlotte Lucas Trust
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Mary Mada, Stuart Burchard, Broad Street Securities.
Respondent Lawyers(s): Mary Philomena Mada, Stuart G. Burchard
Arbitrator(s): William C. Kubicz, Patrick R. Sughroue, Roman S. Gribbs
Hearing Site: Detroit, MI
| | $427,042 |
| 09-01894 | 10/15/2009 | Claimant(s): Jeffrey B Yeager and Grazyna Yeager
Claimant Lawyers(s): Jeffrey B Yeager
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Lisa S. Fildes
Arbitrator(s): John P. Gouttiere
Hearing Site: Detroit, MI
| | $0 |
| 09-01859 | 10/05/2009 | Claimant(s): James Uehlein
Claimant Lawyers(s): James R. Uehlein
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): A. Robert Stevenson
Hearing Site: Detroit, MI
| | $1,925 |
| 08-00578 | 10/02/2009 | Claimant(s): The Arthur G. Schmidt Living Trust
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Patrick Dorcey, Edward Jones
Respondent Lawyers(s): Bradley J. Schram
Arbitrator(s): Robert J. Scafuri, Lawrence George Kloth, Lee Hornberger
Hearing Site: Detroit, MI
| | $50,000 |
| 04-04964 | 05/26/2009 | Claimant(s): Edward A. and Phyllis J. Garabedian
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
| | $0 |
