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FINRA Awards for Scott L. Silver

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Displaying 61-70 out of 73 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0188508/19/2009Claimant(s): Irv Dubinsky and Nannine Dubinsky
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s):
Hearing Site: Boca Raton, FL
Checkmark Icon$140,000
07-0189408/19/2009Claimant(s): Fern Greene, Stefan Greene
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary J. Gross
Arbitrator(s): Charles B. Stark, Mitchell S. Ostwald, Thomas E. Quinlin
Hearing Site: San Francisco, CA
Checkmark Icon$125,510
06-0487408/19/2009Claimant(s): Claire E. Cohen Tru. TTEE Claire Cohen, Frances L. Kagen Tru. TTEE Murray Kage, Murray H. Kagen Rev. Liv. Tru. TTEE
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary J. Gross
Arbitrator(s):
Hearing Site: Boca Raton, FL
Checkmark Icon$0
07-0026708/19/2009Claimant(s): Fred and Kathryn Lindsley
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s):
Hearing Site: Boca Raton, FL
Checkmark Icon$0
07-0347612/05/2008Claimant(s): Virginia McGaughran, Omega Psychology Center.
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Steven N. Ainbinder, Michael T. Williams, Harold S. Stern
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement
07-0311811/17/2008Claimant(s): TRB Family Partners, LTD, Tom Boltz MP
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Lawrence Rule, Morgan Keegan & Company.
Respondent Lawyers(s): Alan J. Foxman, Thomas A. Roberts
Arbitrator(s): Laila Asmar Folk, David L. Giertz, Emanuel Goren
Hearing Site: Boca Raton, FL
Checkmark Icon$0
07-0244708/14/2008Claimant(s): Bernice Kramer
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Leighton Applefeld
Respondent Lawyers(s): Leighton David Applefeld
Arbitrator(s): Randy R. Freedman, Lanny M. Leff, David Rich
Hearing Site: Boca Raton, FL
Checkmark Icon$1,121,910
07-0138905/12/2008Claimant(s): Ken Frain
Claimant Lawyers(s): Scott L. Silver
Respondent(s): David Cowoski
Respondent Lawyers(s): David Cowoski
Arbitrator(s): Nicholas V. Pulignano, Michael W. Brody, Thomas Joseph Atkinson
Hearing Site: Orlando, FL
Checkmark Icon$116,000
05-0075703/19/2008Claimant(s): Jeffrey Kandel, The Billie Kandel Levine Trust #2
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Jed Kaplan, Kaplan & Co. Securities.
Respondent Lawyers(s): Stephen A. Mendelsohn
Arbitrator(s): Mark C. Perry, James D. McDonald, Burton Silverstein
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement
06-0464102/25/2008Claimant(s): Stanley Stahl, Stanley Stahl Revocable Trust 11/11/03
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Brookstreet Securities Corporation
Respondent Lawyers(s): H. Thomas Fehn
Arbitrator(s): Michael Lukasievich, Edward Arthur Horton, Lili Ann Olin
Hearing Site: Boca Raton, FL
Checkmark Icon$41,250

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