| 15-02789 | 01/13/2017 | Claimant(s): Jane Baum, Larry Baum
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Hantz Financial Services.
Respondent Lawyers(s): David Shea
Arbitrator(s): Jeffry M. Bauer, John F. Burns, Seth H. Barsky
Hearing Site: Detroit, MI
|  | $86,425 |
| 13-02666 | 10/02/2015 | Claimant(s): Jere Hansard
Claimant Lawyers(s): Robert J. Scafuri
Respondent(s): Oppenheimer & Co.., Terance Bertrand
Respondent Lawyers(s): Diana Sur
Arbitrator(s): Edward M. Olson, Seth H. Barsky, Wayne Carl Hallquist
Hearing Site: Detroit, MI
| | Expungement |
| 13-03039 | 05/22/2015 | Claimant(s): Geraldine Sura
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Keven Wedekind, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Barbara A. Johannessen, Mayra Adela Rodriguez, Seth H. Barsky
Hearing Site: Detroit, MI
| | Expungement |
| 12-01838 | 05/22/2013 | Claimant(s): Christopher Grabowski
Claimant Lawyers(s): Christopher Grabowski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Seth H. Barsky
Hearing Site: Detroit, MI
| | $0 |
| 09-06716 | 09/04/2012 | Claimant(s): Roseann Tracy
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Seth H. Barsky, James A. Christopherson, Anthony W. Candela
Hearing Site: Detroit, MI
| | Expungement |
| 11-01143 | 06/28/2012 | Claimant(s): Bernard Gross, Myra Gross
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Kevin McCulloch, Morgan Stanley
Respondent Lawyers(s): Karl L. Marquardt
Arbitrator(s): Stephen D. Arkwright, Mayra Adela Rodriguez, Seth H. Barsky
Hearing Site: Detroit, MI
| | Expungement |
| 11-00771 | 06/07/2012 | Claimant(s): Dorothy Wakley, James Wakely
Claimant Lawyers(s): David G. Lutz
Respondent(s): UBS Financial Services Inc., William Avery
Respondent Lawyers(s): Brian J. Ellis
Arbitrator(s): Marvin I. Horowitz, Jennifer Ann Shandler, Seth H. Barsky
Hearing Site: Detroit, MI
| | $0 |
| 10-02365 | 09/27/2011 | Claimant(s): Patty L. Lapine Irrevocable Life Insuran
Claimant Lawyers(s): Frank T. Aiello
Respondent(s): Carin Amaradio, Mark Goldsmith, Securities Equity Group
Respondent Lawyers(s): Brian J. Masternak
Arbitrator(s): Thomas Anthony Van Tiem, Richard C. Vanden Brul, Seth H. Barsky
Hearing Site: Detroit, MI
| | $133,333 |
| 09-00482 | 05/24/2010 | Claimant(s): Joseph M. Fischer Trust
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Barry Goldman, Richard C. Vanden Brul, Seth H. Barsky
Hearing Site: Detroit, MI
| | $0 |
