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FINRA Awards for Charles A. Palmer

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0101212/13/2023Claimant(s): Gary Rabe
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Hilltop Securities Inc.
Respondent Lawyers(s): Jonathan D. Neerman
Arbitrator(s): Mark S. Foster, William B. Ross, Charles A. Palmer
Hearing Site: Des Moines, IA
Checkmark Icon$4,529
21-0156411/28/2022Claimant(s): Angela Quinn, Curtis Wilson, Gloria Lotz, Jeffrey Temeyer, Leonard Kobliska, Linda Wilson, Michael Decker, Rick Kayser, Sheila Fangman, Steve Lint, William Brandenburg, William Lotz, William Quinn
Claimant Lawyers(s): Gail Boliver
Respondent(s): Ashley Bolson, Dana Vietor, CFD Investments.
Respondent Lawyers(s): Andrew R. Shedlock, Gary S. Kessler
Arbitrator(s): Steven C. Despotovich, Charles A. Palmer, Peter C Hildreth
Hearing Site: Des Moines, IA
Checkmark Icon$5,702,980
17-0157606/11/2018Claimant(s): Julie Dunaway, Mark Dunaway
Claimant Lawyers(s): Robert F. Brown
Respondent(s): Larry Kohn, L.M. Kohn & Company
Respondent Lawyers(s): Joseph J. Dehner
Arbitrator(s): Stephen P. Calardo, Charles A. Palmer, Dale A. Crawford
Hearing Site: Cincinnati, OH
Checkmark Icon$0
17-0085202/16/2018Claimant(s): Dennis Meyers
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Charles A. Palmer, Steven M. Bialick, Lindsay Mancini
Hearing Site: Minneapolis, MN
Checkmark Icon$116,160
16-0013101/13/2017Claimant(s): Kurt Martyn
Claimant Lawyers(s): Edward J. Christensen
Respondent(s): Jim Corona, Scottrade Inc.
Respondent Lawyers(s): Thomas L. Azar
Arbitrator(s): Charles A. Palmer
Hearing Site: Detroit, MI
Checkmark Icon$3,225
16-0067312/22/2016Claimant(s): Jeffrey R. Parks and Lauren Parks
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Joseph Quinzi, Laurence Torres
Respondent Lawyers(s): Joseph Dominick Quinzi, Laurence Michael Torres
Arbitrator(s): Charles A. Palmer
Hearing Site: Detroit, MI
Checkmark Icon$47,100
07-0275002/18/2010Claimant(s): Anna Hodges, James Untiedt, Thomas Untiedt, The Anna Hodges Living Trust, The Thomas Untiedt Living Trust
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Frank Bluestein, Gunnallen Financial., Questar Capital Corporation
Respondent Lawyers(s): Daniel J. Supalla, David M. Foster, Suzanne Walsh
Arbitrator(s): Norman A. Samson, Charles A. Palmer, Andrew J. Vorbrich
Hearing Site: Detroit, MI
Checkmark Icon$170,000

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