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FINRA Awards for Banc of America Investment Services Inc.

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Displaying 21-30 out of 37 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0699707/22/2010Claimant(s): Paul L. Mechetti, IRA, Paul L. & Arlene A. Mechetti Fam. Tr.
Claimant Lawyers(s): Paul L. Mechetti
Respondent(s): Jennifer Johnston, Banc of America Investment Services Inc.
Respondent Lawyers(s): Eric Glassman
Arbitrator(s): James N. D'Orso
Hearing Site: San Francisco, CA
Checkmark Icon$5,713
09-0238006/15/2010Claimant(s): Joel Rappoport
Claimant Lawyers(s): Charles Stambaugh
Respondent(s): Banc of America Investment Services Inc., Tim Monahan
Respondent Lawyers(s): Lindsy Nicole Alleman
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
Checkmark IconExpungement
09-0405404/01/2010Claimant(s): Lennart B. Svard
Claimant Lawyers(s): Lennart B. Svard
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Kiran Somashekara
Arbitrator(s): Piedad A. Bernikow
Hearing Site: Newark, NJ
Checkmark Icon$6,777
08-0383803/25/2010Claimant(s): Joann Laskin
Claimant Lawyers(s): David N. Lake
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Nikole J. Crosby
Arbitrator(s): Susan B. Gans-Smith, Ronald F. Rybandt, Robert C. Albini
Hearing Site: Los Angeles, CA
Checkmark Icon$0
09-0075203/23/2010Claimant(s): Harry Lockmann
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Mark Holland, Banc of America Investment Services Inc.
Respondent Lawyers(s): Casey L. Moore, Stephen M. Dollar
Arbitrator(s): Stephen R. Clark, Kelly A. Barker, William L. Merkin
Hearing Site: San Diego, CA
Checkmark Icon$32,230
09-0436603/03/2010Claimant(s): Paul W. & Ginette Schwenn Family Trust
Claimant Lawyers(s): Paul William Schwenn
Respondent(s): Craig Luchinetti, Banc of America Investment Services Inc.
Respondent Lawyers(s): Genna Stephens
Arbitrator(s): Linda I. Thomas
Hearing Site: Seattle, WA
Checkmark Icon$213
09-0193101/21/2010Claimant(s): Ellen Baron
Claimant Lawyers(s): William S. Bonnheim
Respondent(s): Mark Holland, Banc of America Investment Services Inc.
Respondent Lawyers(s): John Bamford
Arbitrator(s): Lester G. Stiel
Hearing Site: San Diego, CA
Checkmark Icon$13,713
09-0268210/19/2009Claimant(s): Michael A. Matras Revocable Trust by Mic
Claimant Lawyers(s): Michael A. Matras
Respondent(s): Banc of America Investment Services Inc., Michael Cischke
Respondent Lawyers(s): Abby N. Ruth
Arbitrator(s): Richard E. Conner
Hearing Site: Boca Raton, FL
Checkmark Icon$0
09-0156710/01/2009Claimant(s): Balasubramanian Ganesh, Bhuvaneswan Basubramanian
Claimant Lawyers(s): Balasubramanian Ganesh
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Nikole Crosby
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
Checkmark Icon$2,287
09-0125009/22/2009Claimant(s): Robert Dillon and Nancy Dillon
Claimant Lawyers(s): Scott M. Dimond
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Barton Wayne Cox
Arbitrator(s): George G. Kurschner
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$18,770

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