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FINRA Awards for Mark Holland

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0075203/23/2010Claimant(s): Harry Lockmann
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Mark Holland, Banc of America Investment Services Inc.
Respondent Lawyers(s): Casey L. Moore, Stephen M. Dollar
Arbitrator(s): Stephen R. Clark, Kelly A. Barker, William L. Merkin
Hearing Site: San Diego, CA
Checkmark Icon$32,230
09-0193101/21/2010Claimant(s): Ellen Baron
Claimant Lawyers(s): William S. Bonnheim
Respondent(s): Mark Holland, Banc of America Investment Services Inc.
Respondent Lawyers(s): John Bamford
Arbitrator(s): Lester G. Stiel
Hearing Site: San Diego, CA
Checkmark Icon$13,713

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